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- FRAP 39
-
- COSTS
-
- (a) To whom allowed. Except as otherwise provided by
- law, if an appeal is dismissed, costs shall be taxed against the
- appellant unless otherwise agreed by the parties or ordered by
- the court; if a judgment is affirmed, costs shall be taxed
- against the appellant unless otherwise ordered; if a judgment is
- reversed, costs shall be taxed against the appellee unless
- otherwise ordered; if a judgment is affirmed or reversed in part,
- or is vacated, costs shall be allowed only as ordered by the
- court.
-
- (b) Costs for and against the United States. In cases
- involving the United States or an agency or officer thereof, if
- an award of costs against the United State is authorized by law,
- costs shall be awarded in accordance with the provisions of
- subdivision (a); otherwise, costs shall not be awarded for or
- against the United States.
-
- (c) Costs of briefs, appendices, and copies of records.
- By local rule the court of appeals shall fix the maximum rate at
- which the cost of printing or otherwise producing necessary
- copies of briefs, appendices, and copies of records authorized by
- Rule 30(f) shall be taxable. Such rate shall not be higher than
- that generally charged for such work in the area where the
- clerk's office is located and shall encourage the use of
- economical methods of printing and copying.
-
- (d) Bill of costs; objections; costs to be inserted in
- mandate or added later. A party who desires such costs to be
- taxed shall state them in an itemized and verified bill of costs
- which the party shall file with the clerk, with proof of service,
- within 14 days after the entry of judgment. Objections to the
- bill of costs must be filed within 10 days of service on the
- party against whom costs are to be taxed unless the time is
- extended by the court. The clerk shall prepare and certify an
- itemized statement of costs taxed in the court of appeals for
- insertion in the mandate, but the issuance of the mandate shall
- not be delayed for taxation of costs and if the mandate has been
- issued before final determination of costs, the statement, or any
- amendment thereof, shall be added to the mandate upon request by
- the clerk of the court of appeals to the clerk of the district
- court.
-
- (e) Costs on appeal taxable in the district courts.
- Costs incurred in the preparation and transmission of the record,
- the cost of the reporter's transcript, if necessary for the
- determination of the appeal, the premiums paid for cost of
- supersedeas bonds or other bonds to preserve rights pending
- appeal, and the fee for filing the notice of appeal shall be
- taxed in the district court as costs of the appeal in favor of
- the party entitled to costs under this rule.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979; Mar. 10, 1986, eff.
- July 1, 1986.)
-
-
- FRAP 40
-
- PETITION FOR REHEARING
-
- (a) Time for filing; content; answer; action by court if
- granted. A petition for rehearing may be filed within 14 days
- after entry of judgment unless the time is shortened or enlarged
- by order or by local rule. The petition shall state with
- particularity the points of law or fact which in the opinion of
- the petitioner the court has overlooked or misapprehended and
- shall contain such argument in support of the petition as the
- petitioner desires to present. Oral argument in support of the
- petition will not be permitted. No answer to a petition for
- rehearing will be received unless requested by the court, but a
- petition for rehearing will ordinarily not be granted in the
- absence of such a request. If a petition for rehearing is
- granted the court may make a final disposition of the cause
- without reargument or may restore it to the calendar for
- reargument or resubmission or may make such other orders as are
- deemed appropriate under the circumstances of the particular
- case.
-
- (b) Form of petition; length. The petition shall be in a
- form prescribed by Rule 32(a), and copies shall be served and
- filed as prescribed by Rule 31(b) for the service and filing of
- briefs. Except by permission of the court, or as specified by
- local rule of the court of appeals, a petition for rehearing
- shall not exceed 15 pages.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979.)
- FRAP 41
-
- ISSUANCE OF MANDATE; STAY OF MANDATE
-
- (a) Date of issuance. The mandate of the court shall issue 21
- days after the entry of judgment unless the time is shortened or
- enlarged by order. A certified copy of the judgment and a copy
- the opinion of the court, if any, and any direction as to costs,
- shall constitute the mandate, unless the court directs that a
- formal mandate issue. The timely filing of a petition for
- rehearing will stay the mandate until disposition of the petition
- unless otherwise ordered by the court. If the petition is denied,
- the mandate shall issue 7 days after entry of the order denying
- the petition unless the time is shortened or enlarged by order.
-
- (b) Stay of mandate pending application for certiorari. A stay
- of the mandate pending application to the Supreme Court for a
- Write of Certiorari may be granted upon motion, reasonable notice
- of which shall be given to all parties. The stay shall not exceed
- 30 days unless the period is extended for cause shown. If during
- the period of the stay there is filed with the Clerk of the Court
- of Appeals a notice from the Clerk of the Supreme Court that the
- party who has obtained the stay has filed a petition for the writ
- in that court, the stay shall continue until final disposition by
- the Supreme Court. Upon the filing of a copy of an order of the
- Supreme Court denying a petition for Writ of Certiorari, the
- mandate shall issue immediately. A bond or other security may be
- required as a condition to the grant or continuance of a stay of
- the mandate.
-
- FRAP 42
-
- VOLUNTARY DISMISSAL
-
- (a) Dismissal in the district court. If an appeal has
- not been docketed, the appeal may be dismissed by the district
- court upon the filing in that court of a stipulation for
- dismissal signed by all the parties, or upon motion and notice by
- the appellant.
-
- (b) Dismissal in the court of appeals. If the parties
- to an appeal or other proceeding shall sign and file with the
- clerk of the court of appeals an agreement that the proceeding be
- dismissed, specifying the terms as to payment of costs, and shall
- pay whatever fees are due, the clerk shall enter the case
- dismissed, but no mandate or other process shall issue without an
- order of the court. An appeal may be dismissed on motion of the
- appellant upon such terms as may be agreed upon by the parties or
- fixed by the court.
-
- FRAP 43
-
- SUBSTITUTION OF PARTIES
-
- (a) Death of a party. If a party dies after a notice of
- appeal is filed or while a proceeding is otherwise pending in the
- court of appeals, the personal representative of the deceased
- party may be substituted as a party on motion filed by the
- representative or by any party with the clerk of the court of
- appeals. The motion of a party shall be served upon the
- representative in accordance with the provisions of Rule 25. If
- the deceased party has no representative, any party may suggest
- the death on the record and proceedings shall then be had as the
- court of appeals may direct. If a party against whom an appeal
- may be taken dies after entry of a judgment or order in the
- district court but before a notice of appeal is filed, an
- appellant may proceed as if death had not occurred. After the
- notice of appeal is filed substitution shall be effected in the
- court of appeals in accordance with this subdivision. If a party
- entitled to appeal shall die before filing a notice of appeal,
- the notice of appeal may be filed by that party's personal
- representative, or, if there is no personal representative by
- that party's attorney of record within the time prescribed by
- these rules. After the notice of appeal is filed substitution
- shall be effected in the court of appeals in accordance with this
- subdivision.
-
- (b) Substitution for other causes. If substitution of a
- party in the court of appeals is necessary for any reason other
- than death, substitution shall be effected in accordance with the
- procedure prescribed in subdivision (a).
-
- (c) Public officers; death or separation from office.
-
- (1) When a public officer is party to an appeal or other
- proceeding in the court of appeals in an official capacity and
- during its pendency dies, resigns or otherwise ceases to hold
- office, the action does not abate and the public officer's
- successor is automatically substituted as a party. Proceedings
- following the substitution shall be in the name of the
- substituted party, but any misnomer not affecting the substantial
- rights of the parties shall be disregarded. An order of
- substitution may be entered at any time, but the omission to
- enter such an order shall not affect the substitution.
-
- (2) When a public officer is a party to an appeal or
- other proceeding in an official capacity that public officer may
- be described as a party by the public officer's official title
- rather than by name; but the court may require the public
- officer's name to be added.
-
- (As amended Mar. 10, 1986, eff. July 1, 1986.)
-
- FRAP 44
-
- CASES INVOLVING CONSTITUTIONAL QUESTIONS
- WHERE UNITED STATES IS NOT A PARTY
-
- It shall be the duty of a party who draws in question the
- constitutionality of any Act of Congress in any proceeding in a
- court of appeals to which the United States, or any agency
- thereof, or any officer or employee thereof, as such officer or
- employee, is not a party, upon the filing of the record, or as
- soon thereafter as the question is raised in the court of
- appeals, to give immediate notice in writing to the court of the
- existence of said question. The clerk shall thereupon certify
- such fact to the Attorney General.
-
-
- FRAP 45
-
- DUTIES OF CLERKS
-
- (a) General provisions. The clerk of a court of appeals
- shall take the oath and give the bond required by law. Neither
- the clerk nor any deputy clerk shall practice as an attorney or
- counselor in any court while continuing in office. The court of
- appeals shall be deemed always open for the purpose of filing any
- proper paper, of issuing and returning process and of making
- motions and orders. The office of the clerk with the clerk or a
- deputy in attendance shall be open during business hours on all
- days except Saturdays, Sundays, and legal holidays, but a court
- may provide by local rule or order that the office of its clerk
- shall be open for specified hours on Saturdays or on particular
- legal holidays other than New Year's Day, Birthday of Martin
- Luther King, Jr., Washington's Birthday, Memorial Day,
- Independence Day, Labor Day, Columbus Day, Veterans Day,
- Thanksgiving Day, and Christmas Day.
-
- (b) The docket; calendar; other records required. The
- clerk shall maintain a docket in such form as may be prescribed
- by the Director of the Administrative Office of the United States
- Courts. The clerk shall enter a record of all papers filed with
- the clerk and all process, orders and judgments. An index of
- cases contained in the docket shall be maintained as prescribed
- by the Director of the Administrative Office of the United States
- Courts.
-
- The clerk shall prepare, under the direction of the
- court, a calendar of cases awaiting argument. In placing cases
- on the calendar for argument, the clerk shall give preference to
- appeals in criminal cases and to appeals and other proceedings
- entitled to preference by law.
-
- The clerk shall keep such other books and records as may
- be required from time to time by the Director of the
- Administrative Office of the United States Courts with the
- approval of the Judicial Conference of the United States, or as
- may be required by the court.
-
- (c) Notice of orders or judgments. Immediately upon the
- entry of an order or judgment the clerk shall serve a notice of
- entry by mail upon each party to the proceeding together with a
- copy of any opinion respecting the order or judgment, and shall
- make a note in the docket of the mailing. Service on a party
- represented by counsel shall be made on counsel.
-
- (d) Custody of records and papers. The clerk shall have
- custody of the records and papers of the court. The clerk shall
- not permit any original record or paper to be taken from the
- clerk's custody except as authorized by the orders or
- instructions of the court. Original papers transmitted as the
- record on appeal or review shall upon disposition of the case be
- returned to the court or agency from which they were received.
- The clerk shall preserve copies of briefs and appendices and
- other printed papers filed.
-
- (As amended Mar. 1, 1971, eff. July 1, 1971; Mar. 10, 1986, eff.
- July 1, 1986.)
-
-
- FRAP 46
-
- ATTORNEYS
-
- (a) Admission to the bar of a court of appeals;
- eligibility; procedure for admission. An attorney who has been
- admitted to practice before the Supreme Court of the United
- States, or the highest court of a state, or another United States
- court of appeals, or a United States district court (including
- the district courts for the Canal Zone, Guam and the Virgin
- Islands), and who is of good moral and professional character, is
- eligible for admission to the bar of a court of appeals.
-
- An applicant shall file with the clerk of the court of
- appeals, on a form approved by the court and furnished by the
- clerk, an application for admission containing the applicant's
- personal statement showing eligibility for membership. At the
- foot of the application the applicant shall take and subscribe to
- the following oath or affirmation:
-
- I, , do solemnly swear (or affirm) that I will demean
- myself as an attorney and counselor of this court, uprightly and
- according to law; and that
-
- I will support the Constitution of the United States.
-
- Thereafter, upon written or oral motion of a member of
- the bar of the court, the court will act upon the application.
- An applicant may be admitted by oral motion in open court, but it
- is not necessary that the applicant appear before the court for
- the purpose of being admitted, unless the court shall otherwise
- order. An applicant shall upon admission pay to the clerk the
- fee prescribed by rule or order of the court.
-
- (b) Suspension or disbarment. When it is shown to the
- court that any member of its bar has been suspended or disbarred
- from practice in any other court of record, or has been guilty of
- conduct unbecoming a member of the bar of the court, the member
- will be subject to suspension or disbarment by the court. The
- member shall be afforded an opportunity to show good cause,
- within such time as the court shall prescribe, why the member
- should not be suspended or disbarred. Upon the member's response
- to the rule to show cause, and after hearing, if requested, or
- upon expiration of the time prescribed for a response if no
- response is made, the court shall enter an appropriate
- order.
-
- (c) Disciplinary power of the court over attorneys. A
- court of appeals may, after reasonable notice and an opportunity
- to show cause to the contrary, and after hearing, if requested,
- take any appropriate disciplinary action against any attorney who
- practices before it for conduct unbecoming a member of the bar or
- for failure to comply with these rules or any rule of the court.
-
- (As amended Mar. 10, 1986, eff. July 1, 1986.)
-