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- Date: Mon, 1 Jan 90 05:39:40 PST
- From: Steve Cisler <sac>
- Subject: High Performance Computing and Networking
-
- U.S. Congress, Office of Technology Assessment, High Performance
- Computing and Networking for Science--Background Paper, OTA-BP-CIT-59,
- September 1989. Chapter III: Networks (Project Director: Fred
- Weingarten 202 228 6760)
-
- (This chapter was scanned using a Macintosh IIcx, OmniPage 2.0, and
- McSink. Moving a document from a complex format with tables,
- footnotes, and multiple columns and fonts to an 80 column ASCII file
- loses something in the translation. Footnotes are placed at about the
- same place as in the print version. --Steve Cisler: sac@apple.com
- 408-9743258.)
-
-
- Networks
-
- Information is the lifeblood of science; communication of that
- information is crucial to the advance of research and its
- applications. Data communication networks enable scientists to talk
- with each other, access unique experimental data, share results and
- publications, and run models on remote supercomputers, all with a
- speed, capacity, and ease that makes possible the posing of new
- questions and the prospect for new answers. Networks ease research
- collaboration by removing geographic barriers. They have become an
- invaluable research tool, opening up new channels of communication and
- increasing access to research equipment and facilities. Most
- important, networking is becoming the indispensable foundation for
- all other use of information technology in research.
-
- Research networking is also pushing the frontiers of data
- communications and network technologies. Like electric power
- highways, and the telephone, data communications is an infrastructure
- that will be crucial to all sectors of the economy. Businesses demand
- on-line transaction processing, and finan- cial markets run on
- globally networked electronic trading. The evolution of telephony to
- digital technology allows merging of voice, data and information
- services networking, although voice circuits still dominate the
- deployment of the technology. Promoting scientific research
- networking -- dealing with data-intense outputs like satellite imag-
- ing and supercomputer modeling--should push networking technology that
- will find application far outside of science.
-
- Policy action is needed, if Congress wishes to see the evolution of
- a full-scale national research and education network. The existing
- "internet" of scientific networks is a fledgling. As this
- conglomeration of networks evolves from an R&D enterprise to an
- operational network, users will demand round-the-clock, high-quality
- service. Academics, policymakers, and researchers around the world
- agree on the pressing need to transform it into a permanent
- infrastructure. This will entail grappling with difficult issues of
- public and private roles in funding, management, pricing/cost
- recovery, access, security, and international coordination as well
- as assuring ade- quate funding to carry out initiatives that are set
- by Congress.
-
- Research networking faces two particular policy complications.
- First, since the network in its broadest form serves most
- disciplines agencies and many different groups of users, it has no
- obvious lead champion. As a common resource, its potential sponsors
- may each be pleased to use it but unlikely to give it the priority and
- funding required to bring it to its full potential. There is a need
- for clear central leadership, as well as coordination of governments,
- the private sector, and universities. A second complication is a
- mismatch between the concept of a national research network and the
- traditionally decentralized subsidized, mixed public-private na- ture
- of higher education and science. The processes and priorities of
- mission agency-based Federal support may need some redesigning as they
- are oriented towards supporting ongoing mission-oriented and basic
- research, and may work less well at fostering large-scale scientific
- facilities and infrastructure that cut across disciplines and agency
- missions.
-
- In the near term, the most important step is getting a widely
- connected, operational network in place. But the "bare bones" networks
- are a small part of the picture. Information that flows over the
- network, and the scientific resources and data available through the
- network, are the important payoffs. Key long-term issues for the
- research community will be those that affect the sort of information
- available over the network, who has access to it, and how much it
- costs. The main issue areas for scientific data networking are
- outlined below:
-
- > research--to develop the technology required
- to transmit and switch data at very high rates;
-
- > private sector participation--role of the com-
- mon carriers and telecommunication compa-
- nies in developing and managing the network
- and of private information firms in offering
- services;
-
- > scope--who the network is designed to serve
- will drive its structure and management;
-
- > access--balancing open use against security
- and information control and determining who
- will be able to gain access to the network for
- what purpose;
-
- > standards--the role of government, industry,
- users, and international organizations in setting
- and maintaining technical standards;
-
- > management--public and private roles; degree
- of decentralization;
-
- > funding--an operational network will require
- significant, stable, continuing investment; the
- financial responsibilities demarcated must re-
- flect the interests of various players, from
- individual colleges through States and the
- Federal Government, in their stake in network
- operations and policies;
-
- > economics--pricing and cost recovery for net-
- work use, central to the evolution and manage-
- ment of any infrastructure. Economics will
- drive the use of the network;
-
- > information services--who will decide what
- types of services are to be allowed over the
- network, who is allowed to offer them; and who
- will resolve inforrnation issues such as privacy,
- intellectual property, fair competition, and
- security;
-
- > long-term science policy issues--the networks'
- impacts on the process of science, and on
- access to and dissemination of valuable scien-
- tific and technical information.
-
-
- THE NATIONAL RESEARCH AND EDUCATION NETWORK (NREN)
-
- "A universal communications network connected to national and
- international networks enables elec- tronic communication among
- scholars anywhere in the world, as well as access to worldwide
- information sources, special experimental instruments, and computing
- resources. The network has sufficient bandwidth for scholarly
- resources to appear to be attached to a world local area network."
- EDUCOM, 1988.
-
- ". . . a national research network to provide a distrib-
- uted computing capability that links the government,
- industry, and higher education communities
- OSTP, 1987.
-
- "The goal of the National Research and Education Network is to enhance
- national competitiveness and productivity through a high-speed,
- high-quality network infrastructure which supports a broad set of
- applications and network services for the research and instructional
- community." EDUCOM/NTTF, March 1989.
-
- "The NREN will provide high-speed communica- tion access to over 1300
- institutions across the United States within five years. It will offer
- suffi- cient capacity. performance, and functionality so that the
- physical distance between institutions is no longer a barrier to
- effective collaboration. It will support access to high-performance
- computing facilities and services . . . and advanced information
- sharing and exchange, including national file sys- tems and online
- libraries ....the NREN will evolve toward fully supported commercial
- facilities that support a broad range of applications and services."
- FRICC, Program Plan for the NREN. May 23, 1989.
-
- This chapter of the background paper reviews the status of and issues
- surrounding data networking for science, in particular the proposed
- NREN. It describes current Federal activities and plans, and
- identifies issues to be examined in the full report, to be completed
- in summer 1990.
-
- The existing array of scientific networks consists of a hierarchy of
- local, regional and national networks, linked into a whole. In this
- paper, "NREN" will be used to describe the next generation of the
- national "backbone" that ties them together. The term "Internet" is
- used to describe a more specific set of interconnected major networks,
- all of which use the same data transmission protocols. The most
- important are NSFNET and its major regional subnetworks, ARPANET, and
- several other federally initiated networks such as ESNET and NASNET.
- The term internet is used fairly loosely. At its broadest, the more
- generic term internet can be used to describe the international
- conglomeration of networks, with a variety of protocols and capabili-
- ties, which have a gateway into Internet; which could include such
- things as BITNET and MCI Mail.
-
-
- The Origins of Research Networking
-
- Research users were among the first to link computers into networks,
- to share information and broaden remote access to computing resources.
- DARPA created ARPANET in the 1960s for two purposes: to advance
- networking and data communications R&D, and to develop a robust
- communications network that would support the data-rich
- conversations of computer scientists. Building on the resulting
- packet-switched network technology, other agencies developed
- specialized networks for their research communities (e.g., ESNET,
- CSNET, NSFNET). Telecommunications and electronic in- dustries
- provided technology and capacity for these networks, but they were not
- policy leaders or innovators of new systems. Meanwhile, other
- research oriented networks, such as BITNET and Usenet, were developed
- in parallel by academic and industry users who, not being grantees or
- contractors of Federal agencies, were not served by the agency-
- sponsored networks. These university and lab-based networks serve a
- relatively small number of specialized scientific users, a market
- that has been ignored by the traditional telecommunications industry.
- The networks sprang from the efforts of users -- academic and other
- research scientists -- and the Federal managers who were supporting
- them.l
-
-
- The Growing Demand for Capability and Connectivity
-
- Today there are thousands of computer networks in the United States.
- These networks range from temporary linkages between modem-equipped2
- desk-top computers linked via common carriers, to institution-wide
- area networks, to regional and national networks. Network traffic
- moves through different media, including copper wire and optical
- cables, signal processors and switches, satellites, and the vast
- common carrier system developed for voice communication. Much of this
- hodgepodge of networks has been linked (at least in terms of ability
- to interconnect) into the internet. The ability of any two systems to
- interconnect depends on their ability to recognize and deal with the
- form information flows take in each. These "protocols" are sets of
- technical standards that, in a sense, are the "lan-guages" of
- communication systems. Networks with different protocols can often be
- linked together by computer-based "gateways" that translate the proto-
- cols between the networks.
-
- National networks have partially coalesced, where technology allows
- cost savings without losing connectivity. Over the past years, several
- agencies have pooled funds and plans to support a shared national
- backbone. The primary driver for this interconnecting and coalescing
- of networks has been the need for connectivity among users. The power
- of the whole is vastly greater than the sum of the pieces.
- Substantial costs are saved by extending connectivity while reducing
- duplication of network coverage. The real payoff is in connecting
- people, information, and resources. Linking brings users in reach of
- each other. Just as telephones would be of little use if only a few
- people had them, a research and education network's connectivity is
- central to its usefulness, and this connectivity comes both from
- ability of each network to reach the desks, labs, and homes of its
- users and the extent to which various networks are, themselves,
- interconnected.
-
-
- The Present NREN
-
- The national research and education network can be viewed as four
- levels of increasingly complex and flexible capability:
-
- > physical wire/fiber optic common carrier"high-
- ways";
- > user-defined, packet-switched networks;
- > basic network operations and services; and
- > research, education, database, and information
- services accessible to network users
-
- In a fully developed NREN, all of these levels of service must be
- integrated. Each level involves different technologies, serv, policy
- issues, research opportunities, engineering requirements, clientele,
- providers, regulators, and policy issues. A more detailed look at the
- policy problems can be drawn by separating the NREN into its major
- components.
-
-
- Level 1: Physical wire/fiber optic common carrier highways
-
- The foundation of the network is the physical conduits that carry
- digital signals. These telephone wires, optical fibers, microwave
- links, and satellites are the physical highways and byways of data
- transit. They are invisible to the network user. To provide the
- physical skeleton for the internet,
-
- ==
-
- 1 John S. Quarterman and Josiah C. Hoskins,
- "NotableComputerNetworks," Communications ofthe ACM, vol29, No. IO,
- October 1986, pp.932-971; John S. Quarterman, The Matrix: Networks
- Around the World, Digital Press, August 1989.
-
- 2A "Modem" converts information on a computer to a form that a
- communication system can carry, and vice versa. It also automates some
- simple functions, such as dialing and answering the phone, detecting
- and correcting transmission errors.
-
- ==
-
- government, industry, and university network man- agers lease circuits
- from public switched common carriers, such as AT&T, MCI, GTE, and NTN.
- In doing so they take advantage of the large system of circuits
- already laid in place by the telecommunica- tions common carriers for
- other telephony and data markets. A key issue at this level is to what
- extent broader Federal agency and national telecommunications
- policies will promote, discourage, or divert the evolution of a
- research-oriented data network.
-
-
- Level 2: User-defined subnetworks
-
- The internet is a conglomeration of smaller foreign, regional, State,
- local, topical, private, government, and agency networks. Generally,
- these separately managed networks, such as SURANET, BARRNET, BITNET,
- and EARN, evolved along naturally occurring geographic, topical, or
- user lines, or mission agency needs. Most of these logical networks
- emerged from Federal research agency (including the Department of
- Defense) initiatives. In addition, there are more and more commercial,
- State and private, regional, and university networks (such as Accunet,
- Telenet, and Usenet) at the same time specialized and interlinked.
- Many have since linked through the Internet, while keeping to some
- extent their own technical and socioeconomic identity. This division
- into small, focused networks offers the advantage of keeping network
- management close to its users; but demands standardization and some
- central coordination to realize the benefits of interconnection.
-
- Networks at this level of operations are distinguished by
- independent management and technical boundaries. Networks often have
- different standards and protocols, hardware, and software. They carry
- information of different sensitivity and value. The diversity of these
- logical subnetworks matters to institutional subscribers (who must
- choose among network offerings), to regional and national network
- managers (who must manage and coordinate these networks into an
- internet), and to users (who can find the variety of alternatives
- confusing and difficult to deal with). A key issue is the management
- relation- ship among these diverse networks; to what extent is
- standardization and centralization desirable?
-
-
- Level 3: Basic network operations and services
-
-
- A small number of basic maintenance tools keeps the network running
- and accessible by diverse, distributed users. These basic services are
- software based, provided for the users by network operators and
- computer manufacturers in operating systems. They include software
- for password recognition, electronic mail, and file transfer. These
- are core services necessary to the operation of any network. These
- basic services are not consistent across the current range of
- computers used by research. A key issue is to what extent these
- services should be standardized, and as important, who should make
- those decisions.
-
-
- Level 4: Value-added superstructure: links to research, education, and
- information services
-
-
- The utility of the network lies in the information, services, and
- people that the user can access through the network. These value-added
- services provide specialized tools, information, and data for research
- and education. Today they include specialized computers and software,
- library catalogs and publication databases, archives of research
- data, conferencing systems, and electronic bulletin boards and
- publishing services that provide access to colleagues in the United
- States and abroad. These information resources are provided by
- volunteer scientists and by non-profit, for-profit, international, and
- government organizations. Some are amateur, poorly maintained bulletin
- boards; others are mature information organizations with
- well-developed services. Some are "free"; others recover costs through
- user charges.
-
- Core policy issues are the appropriate roles for various information
- providers on the network. If the network is viewed as public
- infrastructure, what is "fair" use of this infrastructure? If the
- network eases access to sensitive scientific data (whether raw
- research data or government regulatory databases), how will this
- stress the policies that govern the relationships of industry,
- regulators, lobbyists, and experts? Should profit-seeking companies be
- al- lowed to market their services? How can we ensure that
- technologies needed for network maintenance, cost accounting, and
- monitoring will not be used inappropriately or intrusively? Who should
- set prices for various users and services? How will intellectual
- property rights be structured for electronically available
- information? Who is responsible for the quality and integrity of the
- data provided and used by researchers on the network?
-
-
- Research Networking as a Strategic High Technology Infrastructure
-
-
- Research networking has dual roles. First, networking is a
- strategic, high technology infrastructure for science. More broadly
- applied, data networking enables research, education, business, and
- manufacturing, and improves the Nation's knowledge competitiveness.
- Second, networking technologies and applications are themselves a
- substantial growth area, meriting focused R&D.
-
- Knowledge is the commerce of education and research. Today networks
- are the highways for information and ideas. They expand access to
- computing, data, instruments, the research community, and the
- knowledge they create. Data are expensive (relative to computing
- hardware) and are increasingly created in many widely distributed
- locations, by specialized instruments and enterprises, and then
- shared among many separate users. The more effectively that research
- information is disseminated to other researchers and to industry, the
- more effective is scientific progress and social application of
- technological knowledge. An internet of networks has become a
- strategic infrastructure for research.
-
- The research networks are also a testbed for data communications
- technology. Technologies developed through the research networks are
- likely to enhance productivity of all economic sectors, not just
- university research. The federally supported Internet has not only
- sponsored frontier-breaking network research, but has pulled
- data-networking technology with it. ARPANET catalyzed the devel-
- opment of packet-switching technology, which has expanded rapidly from
- R&D networking to multibillion-dollar data handling for business and
- financial transactions. The generic technologies developed for the
- Internet -- hardware (such as high-speed switches) and software for
- network management, routing, and user interface -- will transfer readily
- into general data-networking applications. Government support for
- applied research can catalyze and integrate R&D, decrease risk, create
- markets for network technologies and services, transcend economic
- and regulatory barriers, and accelerate early technology development
- and deployment. This would not only bolster U.S. science and
- education, but would fuel industry R&D and help support the market and
- competitiveness of the U.S. network and information services industry.
-
- Govemments and private industries the world over are developing
- research networks, to enhance R&D productivity and to create testbeds
- for highly advanced communications services and technologies.
- Federal involvement in infrastructure is motivated by the need for
- coordination and nationally oriented investment, to spread financial
- burdens, and promote social policy goals (such as furthering basic
- research).3 Nations that develop markets in network-based technologies
- and services will create information industry-based productivity
- growth.
-
-
- Federal Coordination of the Evolving Internet
-
-
- NREN plans have evolved rapidly. Congressional interest has grown;
- in 1986, Congress requested the Office of Science and Technology
- Policy (OSTP) to report on options for networking for research and
- supercomputing.4 The resulting report, completed in 1987 by the
- interagency Federal Coordinating Council for Science, Engineering, and
- Technology (FCCSET), called for a new Federal program to create an
- advanced national research network by the year 2000.5 This vision
- incorporated two objectives: l) providing vital computer-
- communications network services for the Nation's academic research
- community, and 2) stimulating networking and communications R&D which
- would fuel U.S. industrial technology and commerce in the growing
- global data communications market.
-
- The 1987 FCCSET report, building on ongoing Federal activities,
- addressed near-term questions over the national network's scope,
- purposes, agency authority, performance targets, and budget. It did
- not resolve issues surrounding the long-term operation of a network,
- the role of commercial services in providing network operations and
- services, or interface with broader telecommunications policies.
-
- ==
-
- 3 Congressional Budget Office, New Directions for the Nation's Puolic
- Works, September 1988, p. xiii; CBO, Federal Policies for
- Infrastructure Management, June 1986.
-
- 4 P.L. 99-383, Aug. 21,1986.
-
- 5 OSTP, A Research and Development Strategy for High
- Performance Computing, Nov. 20, 1987.
-
- ==
-
- A 1988 National Research Council report praised ongoing activities,
- emphasized the need for coordination, stable funding, broadened
- goals and design criteria, integrated management, and increased pri-
- vate sector involvement.6
-
- FCCSET's Subcommittee on Networking has since issued a plan to upgrade
- and expand the network.7 In developing this plan, agencies have worked
- together to improve and interconnect several existing networks. Most
- regional networks were joint creations of NSF and regional consortia,
- and have been part of the NSFNET world since their inception. Other
- quasi-private, State, and regional networks (such as CICNET, Inc., and
- CERFNET) have been started.
-
- Recently, legislation has been reintroduced to authorize and
- coordinate a national research network.8 As now proposed, a National
- Research and Education Network would link universities, national
- laboratories, non-profit institutions and government research
- organizations, private companies doing government-supported research
- and education, and facilities such as supercomputers, experimental
- instruments, databases, and research libraries. Network research, as
- a joint endeavor with industry, would create and transfer technology
- for eventual commercial exploitation, and serve the data- networking
- needs of research and higher education into the next century.
-
-
- Players in the NREN
-
-
- The current Internet has been created by Federal leadership and
- funding, pulling together a wide base of university commitment,
- national lab and academic expertise, and industry interest and
- technology. The NREN involves many public and private actors. Their
- roles must be better delineated for effective policy. Each of these
- actors has vested interests and spheres of capabilities. Key players
- are:
-
- > universities, which house most end users;
-
- > networking industry, the telecommunications, data communications,
- computer, and information service companies that provide networking
- technologies and services;
-
- > State enterprises devoted to economic development, research, and
- education;
-
- > industrial R&D labs (network users); and
-
- > the Federal Government, primarily the national labs and
- research-funding agencies
-
- Federal funding and policy have stimulated the development of the
- Internet. Federal initiatives have been well complemented by States
- (through funding State networking and State universities'
- institutional and regional networking), universities (by funding
- campus networking), and industry (by contributing networking
- technology and physical circuits at sharply reduced rates). End users
- have experienced a highly subsidized service during this "experimen-
- tal" stage. As the network moves to a bigger, more expensive, more
- established operation, how might these relative roles change?
-
-
- Universities
-
- Academic institutions house teachers, research- ers, and students in
- all fields. Over the past few decades universities have invested
- heavily in libraries, local computing, campus networks, and regional
- network consortia. The money invested in campus networking far
- outweighs the investment in the NSFNET backbone. In general, academics
- view the NREN as fulfillment of a longstanding ambition to build a
- national system for the transport of information for research and
- education. EDUCOM has long labored from the "bottom" up, bringing
- together researchers and educators who used networks (or believed they
- could use them) for both research and teaching.
-
-
- Networking Industry
-
-
- There is no simple unified view of the NREN in the fragmented
- telecommunications "industry." The long-distance telecommunications
- common carriers generally see the academic market as too specialized
- and risky to offer much of a profit opportunity.
-
- ===
-
- 6National Research Councll, Toward a National Research Network
- (Washington, DC, National Academy Press, 1988), especially pp. 25-37.
-
- 71~CCSET or ~Federal Coordinating Council for Science, Engineering,
- and Technology, The Federal High Performance Computing Program,
- Washinton, DC, OSTP. Sept. 8. 1989.
-
- 8S. 1067, "The National High-Performance Computer Technology Act of
- 1989," May 1989, introduced by Mr. Gore. Hearings were held on June
- 21, 1989. H.R. 3131, "The National High-Performance Computer
- Technology Act of 1989," introduced by Mr. Walgren.
-
- ===
-
- However, companies have gained early experience with new technologies
- and applications by participating in university R&D; it is for this
- reason that industry has jointly funded the creation and develop- ment
- of NSFNET.
-
- Various specialized value-added common carriers offer packet-switched
- services. They could in principle provide some of the same services
- that the NREN would provide, such as electronic mail. They are not,
- however, designed to meet the capacity require- ments of researchers,
- such as transferring vast files of supercomputer-generated
- visualizations of weather systems, simulated airplane test flights, or
- econo- metric models. Nor can common carriers provide the "reach" to
- all carriers.
-
- States
-
- The interests of States in research, education, and economic
- development parallel Federal concerns. Some States have also invested
- in information infrastructure development. Many States have in- vested
- heavily in education and research networking, usually based in the
- State university system and encompassing, to varying degrees, private
- universities, State government, and industry. The State is a
- "natural" political boundary for network financing. In some States,
- such as Alabama, New York, North Carolina, and Texas, special
- initiatives have helped create statewide networks.
-
-
- Industry Users
-
-
- There are relatively few industry users of the internet; most are very
- large R&D-intensive compa- nies such as IBM and DEC, or small high-
- technology companies. Many large companies have intemal business and
- research networks which link their offices and laboratories within the
- United States and overseas; many also subscribe to commercial
- services such as MCI Mail. However, these proprietary and commercial
- networks do not provide the internet's connectivity to scientists or
- the high bandwidth and services so useful for research communications.
- Like universities and national labs, companies are a part of the
- Nation's R&D endeavor; and being part of the research community today
- includes being "on" the internet. Appropriate industry use of the NREN
- should encourage interaction of industry, university, and government
- re- searchers, and foster technology transfer. Industry internet users
- bring with them their own set of concerns such as cost accounting,
- proper network use, and information security. Other non-R&D companies,
- such as business analysts, also are likely to seek direct network
- connectivity to universities, government laboratories, and
- R&D-intensive companies.
-
-
- Federal
-
- Three strong rationales--support of mission and basic science,
- coordinating a strategic national infrastructure, and promotion of
- data-networking technology and industrial productivity~drive a
- substantial, albeit changing, Federal involvement. Another more
- modest goal is to rationalize duplication of effort by integrating,
- extending, and modern- izing existing research networks. That is in
- itself quite important in the present Federal budgetary environment.
- The international nature of the network also demands a coherent
- national voice in international telecommunications standardization.
- The Internet's integration with foreign networks also justifies
- Federal concern over the international flow of militarily or
- economically sensitive technical information. The same
- university-government-industry linkages on a domestic scale drive
- Federal interests in the flow of information.
-
- Federal R&D agencies' interest in research networking is to enhance
- their external research support missions. (Research networking is a
- small, special- ized part of agency telecommunications. It is de-
- signed to meet the needs of the research community, rather than agency
- operations and administrative telecommunications that are addressed in
- FTS 2000.) The hardware and software communications technologies
- involved should be of broad commercial importance. The NREN plans
- reflect national interest in bolstering a serious R&D base and a
- competitive industry in advanced computer communications.
-
- The dominance of the Federal Government in network development means
- that Federal agency interests have strongly influenced its form and
- shape. Policies can reflect Federal biases; for instance, the
- limitation of access to the early ARPANET to ARPA contractors left
- out many academics, who consequently created their own grass-roots,
- lower-capability BITNET.
-
- International actors are also important. As with the telephone system,
- the internet is inherently international. These links require
- coordination, for example for connectivity standards, higher level
- network management, and security. This requirement implies the need
- for Federal level management and policy.
-
-
- The NREN in the International Telecommunications Environment
-
-
- The nature and economics of an NREN will depend on the international
- telecommunications context in which it develops. Research networks are
- a leading edge of digital network technologies, but are only a tiny
- part of the communications and information services markets.
-
- The l990s will be a predominantly digital world; historically
- different computing, telephony, and business communications
- technologies are evolving into new information-intensive systems.
- Digital technologies are promoting systems and market integration.
- Telecommunications in the l990s will revolve around flexible,
- powerful, "intelligent" networks. However, regulatory change and
- uncertainty, market turbulence, international competition, the
- explosion in information services, and significant changes in foreign
- telecommunications policies, all are making telecommunications
- services more turbulent. This will cloud the research network's
- long-term planning.
-
- High-bandwidth, packet-switched networking is at present a young
- market in comparison to commercial telecommunications. Voice
- overwhelmingly dominates other services (e.g. fax, e-mail, on-line
- data retrieval). While flexible, hybrid voice-data services are being
- introduced in response to business demand for data serv, the
- technology base is optimized for voice telephony.
-
- Voice communications brings to the world of computer
- telecommunications complex regulatory and economic baggage.
- Divestiture of the AT&T regulated monopoly opened the
- telecommunications market to new entrants, who have slowly gained
- long-haul market share and offered new technologies and information
- services. In general, however, the post-divestiture telecommunications
- industry remains dominated by the descendants of old AT&T, and most of
- the impetus for service innovations comes from the voice market. One
- reason is uncertainty about the legal limits, for providing
- information services, imposed on the newly divested companies. (In
- comparison, the computer industry has been unregulated. With the
- infancy of the technology, and open markets, computer R&D has been
- exceptionally productive.) A crucial concern for long-range NREN
- planning is that scientific and educational needs might be ignored
- among the regulations, technology priorities, and eco- nomics of a
- telecommunications market geared toward the vast telephone customer
- base.
-
-
- POLICY ISSUES
-
- The goal is clear; but the environment is complex, and the details
- will be debated as the network evolves.
-
- There is substantial agreement in the scientific and higher education
- community about the pressing national need for a broad-reaching,
- broad-bandwidth, state-of-the-art research network. The existing
- Internet provides vital communication, research, and information
- services, in addition to its concomitant role in pushing networking
- and data handling technology. Increasing demand on network capacity
- has quickly saturated each network upgrade. In addition, the
- fast-growing demand is overburdening the current informal
- administrative arrangements for running the Internet. Expanded
- capability and connectivity will require substantial budget increases.
- The current network is adequate for broad e-mail service and for more
- restricted file transfer, remote logon, and other sophisticated uses.
- Moving to gigabit bandwidth, with appropriate network services, will
- demand substantial techno- logical innovation as well as investment.
-
- There are areas of disagreement and even broader areas of uncertainty
- in planning the future national research network. There are several
- reasons for this: the immaturity of data network technology, serv-
- ices, and markets; the Internet's nature as strategic infrastructure
- for diverse users and institutions; and the uncertainties and
- complexities of overriding telecommunications policy and economics.
-
- First, the current Internet is, to an extent, an experiment in
- progress, similar to the early days of the telephone system.
- Technologies, uses, and potential markets for network services are
- still nascent. Pattems of use are still evolving; and a reliable
- network has reached barely half of the research community. Future uses
- of the network are difficult to identify; each upgrade over the past
- 15 years has brought increased value and use as improved network
- capacity and access have made new applications feasible.
-
- The Internet is a conglomeration of networks that grew up ad hoc.
- Some, such as ARPANET, CSNET, and MFENET, were high-quality national
- networks supported by substantial Federal funding. Other smaller
- networks were built and maintained by the late-night labors of
- graduate students and computer centers operators. One of these,
- BITNET, has become a far-reaching and widely used university network,
- through the coordination of EDUCOM and support of IBM. The Internet
- has since become a more coherent whole, under Federal coordination led
- by NSF and DARPA and advised by the Internet Activities Board.
- Improvements in service and connectivity have been astounding. Yet the
- patchwork nature of the Internet still dominates; some campus and
- regional networks are high quality and well maintained; others are
- lower speed, less reliable, and reach only a few institutions in
- their region. Some small networks are gatewayed into the Internet;
- others are not. This patchwork nature limits the effectiveness of the
- Internet, and argues for better planning and stronger coordination.
-
- Second, the network is a strategic infrastructure, with all the
- difficulties in capitalizing, planning, financing, and maintaining
- that seem to attend any infrastructure.9 Infrastructures tend to
- suffer from a "commons" problem, leading to continuing underin-
- vestment and conflict over centralized policy. By its nature the
- internet has many diverse users, with diverse interests in and demands
- on the network. The network's value is in linking and balancing the
- needs of these many users, whether they want advanced supercomputer
- services or merely e-mail. Some users are network-sophisticated, while
- many users want simple, user-friendly communications. This diversity
- of users complicates network planning and management. The scope and
- offerings of the network must be at least sketched out before a
- management structure appropriate to the desired mission is
- established.
-
- Third, the network is part of the telecommunications world, rampant
- with policy and economic confusion. The research community is small,
- with specialized data needs that are subsidiary to large markets. It
- is not clear that science's particular networking needs will be met.
-
-
- Planning Amidst Uncertainty
-
-
- Given these three large uncertainties, there is straightforward or
- well-accepted model for "best" way to design, manage, and upgrade
- future national research network. Future network will depend on cost
- recovery and charging practices about which very little is understood.
- These uncertainties should be accommodated in the design network
- management as well as the network itself.
-
- One way to clarify NREN options might be look at experiences with
- other infrastructures (e.g., waterways, telephones, highways) for
- lessons about how different financing and charging policies affect who
- develops and deploys technology, how fast technology develops, and who
- has access to infrastructure. Additionally, some universities
- beginning trials in charging for network services these should provide
- experience in how various charging practices affect usage, technology
- deployment and upgrading, and the impacts of network policies on
- research and education at the level of the institution.
-
- Table 3-1 lists the major areas of agreement and disagreement in
- various "models" of the proper form of network evolution.
-
-
- Network Scope and Access
-
- Where should an NREN reach: beyond research~ intensive government
- laboratories and universities to all institutions of higher education?
- high schools? nonprofit and corporate labs? Many believe that
- eventually--perhaps in 20 years--de facto data networking will provide
- universal linkage, akin to a sophisticated phone system.
-
- 9 Congressional Budget Office, New Directions for The Nation's Public
- Works, September 1988; National Council on Public Works Improvement
- Fragile Foundations: A Report on America's Public Works, Washington,
- DC, February 1988.
-
- -----------------------------
-
- Table 3-1
-
- Principal Policy Issues In Network Development
-
- Main areas of agreement
-
-
- Scope and access
-
- 1. The national need for a broad state-of-the-art research network
- that links basic research, government, and higher education.
-
-
- Policy and management structure
-
- 2. The need for a more formal mechanism for planning and operating the
- NREN, to supersede and bener coordinate informal interagency
- cooperation and ad hoc university and State participation, and for
- international coordination.
-
-
- Financing and cost recovery
-
- 3. The desirability of moving from the current "market-
- establishing" environment of Federal and State grants and
- subsidies, with services ~free" to users, to more formal cost
- recovery, shifting more of the cost burden and financial
- incentives to end users.
-
-
- Network Use
-
- 4. The desirability of realizing the potenial of a network; the need
- for standards and policies to link to information services,
- databases, and non research networks.
-
-
- Main areas of disagreement And Uncertainty
-
- 1 a. The exact scope of the NREN; whether and how to control
- domestic and foreign access.
-
- 1 b. Hierarchy of network capability. Cost and effort limit the reach
- of state-of-the-art networking; an appropriate networking scenario
- would have the most intensive users on a leading edge network and less
- demanding users on a lower-cost network that suffices for their needs.
- Where should those lines be drawn, and who should draw them? How can
- the Federal Government ensure that the gap between leading edge and
- casual is not too large, and that access is appropriate and equitable?
-
- 2a. The form and function of an NREN policy and management authority;
- the extent of centralization, particularly the role of Federal
- Government; the extent of participation of industry users, networking
- industry, common carriers, and universities in policy and operations;
- mechanisms for standard setting.
-
- 3a. How the transition to commercial operations and charging can and
- should be made; more generally, Federal-private sector roles in
- network policy and,pricing; how pricing practices will shape access,
- use, and demand.
-
- 4a. Who should be able to use the network for what purposes, and at
- what entry cost; the process of guiding economic structure of
- services, subsidies, price of for multi-product services; intellectual
- property policies.
-
- (SOURCE: Office of Technology Assessment, 1989.)
- ----------------------------------
-
- The appropriate breadth of the network is unlikely to be fully
- resolved until more user communities gain more experience with
- networking, and a better understanding is gained of the risks and
- benefits of various degrees of network coverage. A balance must be
- struck in network scope, which provides a small network optimized for
- special users (such as scientists doing full-time, computationally
- intensive research) and also a broader network serving more diverse
- users. The scope of the internet, and capabil- ities of the networks
- encompassed in the internet, will need to balance the needs of
- specialized users without diluting the value for top-end and low-end
- users. NREN plans, standards, and technology should take into account
- the possibility of later expansion and integration with other networks
- and other communities currently not linked up. After-the- fact
- technical patches are usually inefficient and expensive. This may
- require more government participation in standard-setting to make it
- feasible for currently separated communities, such as high schools and
- universities, to interconnect later on.
-
- Industry-academic boundaries are of particular concern.
- Interconnection generally promotes research and innovation.
- Companies are dealing with risk of proprietary information release by
- maintaining independent corporate networks and by restricting
- access to open networks. How can funding and pricing be structured to
- ensure that for-profit companies bear an appropriate burden of
- network costs?
-
-
- Access
-
- Is it desirable to restrict access to the internet? Who should
- control access? Open access is desired by many, but there are privacy,
- security, and commercial arguments for restricting access. Re-
- stricting access is difficult, and is determined more by access
- controls (e.g., passwords and monitoring) on the computers that attach
- users to the network, than by the network itself. Study is needed on
- whether and how access can be controlled by technical fixes within the
- network, by computer centers attached to the network, informal codes
- of behavior, or laws.
-
- Another approach is not to limit access, but minimize the
- vulnerability of the network -- and its information resources and
- users -- to accidents or malice. In comparison, essentially anyone who
- has a modest amount of money can install a phone, or use a public
- phone, or use a friend's phone, and access the national phone system.
- However, criminal, fraudulent, and harassing uses of the phone
- system are illegal. Access is unrestricted, but use is governed.
-
-
- Controlling International Linkages
-
- Science, business, and industry are international; their networks are
- inherently international. It is difficult to block private
- telecommunications links with foreign entities, and public
- telecommunications is already international. However, there is a
- fundamental conflict between the desire to capture infommation for
- national or corporate economic gain, and the inherent openness of a
- network. Scientists generally argue that open network access fosters
- scientifically valuable knowledge exchange, which in turn leads to
- commercially valuable innovation.
-
-
- Hierarchy of Network Capability
-
- Investment in expanded network access must be balanced continually
- with the upgrading of network performance. As the network is a
- significant com- petitive advantage in research and higher education,
- access to the "best" network possible is important. There are also
- technological considerations in linking networks of various
- performance levels and various architectures. There is already a
- consensus that there should be a separate testbed or research network
- for developing and testing new network technologies and services,
- which will truly be at the cutting edge (and therefore also have the
- weaknesses of cutting edge technology, particularly unreliability and
- difficulty of use).
-
-
- Policy and Management Structure
-
- Possible management models include: federal chartered nonprofit
- corporations, single lead agen- cies, interagency consortium,
- government-owned contractor operations, commercial operations;
-
- Tennessee Valley Authority, Atomic Energy Commission, the NSF
- Antarctic Program, and Fannie Mae. What are the implications of
- various scenarios for the nature of traffic and users?
-
-
- Degree of Centralization
-
- What is the value of centralized, federally accountable management
- for network access control, traffic management and monitoring, and
- security compared to the value of decentralized operations, open
- access and traffic? There are two key technical questions here: to
- what extent does network technology limit the amount of control that
- can be exerted over access and traffic content? To what extent does
- technology affect the strengths and weaknesses of centralized and
- decentralized management?
-
-
- Mechanisms for Interagency Coordination
-
- Interagency coordination has worked well so far, but with the scaling
- up of the network, more formal mechanisms are needed to deal with
- larger budgets and to more tightly coordinate further development.
-
-
- Coordination With Other Networks
-
- National-level resources allocation and planning must coordinate with
- interdependent institutions and mid-level networking (the other two
- legs of networking).
-
-
- Mechanisms for Standard Setting
-
- Who should set standards, when should they be set, and how overarching
- should they be? Standards at some common denominator level are
- absolutely necessary to make networks work. But excessive
- standardization may deter innovation in network technology,
- applications and services, and other standards.
-
- Any one set of standards usually is optimal for some applications or
- users, but not for others. There are well-established international
- mechanisms formal standards-setting, as well as strong intertional
- involvement in more informal standards development. These mechanisms
- have worked well, albeit slowly. Early standard-setting by agencies
- and their advisers accelerated the development of U.S. networks. In
- many cases the early established standards have become, with some
- modification, de facto national and even international standards. This
- is proving the case with ARPANET's protocol suite, TCP/IP. However,
- many have complained that agencies' relatively precipitous and closed
- standards determination has resulted in less-than-satisfactory
- standards. NREN policy should embrace standards setting. Should it,
- however, encourage wider partici- pation, especially by industry, than
- has been the case? U.S. policy must balance the need for interational
- compatibility with the furthering of national interests.
-
-
- Financing and Cost Recovery
-
- How can the capital and operating costs of the NREN be met? Issues
- include subsidies, user or access charges, cost recovery policies, and
- cost accounting. As an infrastructure that spans disciplines and
- sectors, the NREN is outside the traditional grant mechanisms of
- science policy. How might NREN economics be structured to meet costs
- and achieve various policy goals, such as encouraging widespread yet
- efficient use, ensuring equity of access, pushing technological
- development while maintaining needed standards, protecting intellec-
- tual property and sensitive information while encourging open
- communication, and attracting U.S. commercial involvement and
- third-party information services?
-
-
- Creating a Market
-
- One of the key issues centers around the extent to which deliberate
- creation of a market should be built into network policy, and into the
- surrounding science policy system. There are those who believe that it
- is important that the delivery of network access and services to
- academics eventually become a commercial operation, and that the
- current Federal subsidy and apparently "free" services will get
- academics so used to free services that there will never be a market.
- How do you gradually create an information market, for networks, or
- for network-accessible value-added services?
-
-
- Funding and Charge Structures
-
- Financing issues are akin to ones in more traditional
- infrastructures, such as highways and waterways. These issues, which
- continue to dominate infrastructure debates, are Federal private
- sector roles and the structure of Federal subsidies and incentives
- (usually to restructure payments and access to infrastructure
- services). Is there a continuing role for Federal subsidies? How can
- university accounting, OMB circular A-21, and cost recovery practices
- be accommodated?
-
- User fees for network access are currently charged as
- membership/access fees to institutions. End users generally are not
- charged. In the future, user fees may combine access/connectivity
- fees, and use related fees. They may be secured via a trust fund (as
- is the case with national highways, inland waterways, and airports),
- or be returned directly to operating authorities. A few regional
- networks (e.g., CICNET, Inc.) have set membership/connectivity fees to
- recover full costs. Many fear that user fees are not adequate for full
- funding/cost recovery.
-
-
- Industry Participation
-
- Industry has had a substantial financial role in network development.
- Industry participation has been motivated by a desire to stay abreast
- of data-networking technology as well as a desire to develop a niche
- in potential markets for research networking. It is thus desirable to
- have significant industry participation in the development of the
- NREN. Industry participation does several things: industry cost
- sharing makes the projects financially feasible; industry has the
- installed long-haul telecommunications base to build on; and
- industry involvement in R&D should foster technology transfer and,
- generally, the competitiveness of U.S. telecommunications industry.
- Industry in-kind contributions to NSFNET, primarily from MCI and
- IBM, are estimated at $40 million to $50 million compared to NSF's 5
- year, $14 million budget.l0 It is anticipated that the value of
- industry cost sharing (e.g., donated switches, lines, or software) for
- NREN would be on the order of hundreds of millions of dollars.
-
-
- Network Use
-
- Network service offerings (e.g., databases and database searching
- services, news, publication, and software) will need some policy
- treatment. There need to be incentives to encourage development of and
- access to network services, yet not unduly subsidize such services, or
- compete with private business, while maintaining quality control. Many
- network services used by scientists have been "free" to the end user.
-
- Economic and legal policies will need to be clarified for reference
- services, commercial information industry, Federal data banks,
- university data resources, libraries, publishers, and generally all
- potential services offered over the network. 11 These policies should
- be designed to encourage use of services, while allowing developers to
- capture the potential benefits of network services and ensure legal
- and economic incentives to develop and market network services.
-
-
- Longer Term Science Policy Issues
-
- The near-term technical implementation of the NREN is well laid out.
- However, longer-term policy issues will arise as the national network
- affects more deeply the conduct of science, such as:
-
- > patterns of collaboration, communication and information transfer,
- education, and apprenticeship;
-
- > intellectual property, the value and ownership of information;
-
- > export control of scientific information;
-
- > publishing of research results;
-
- > the "productivity" of research and attempts to measure it
-
- > communication among scientists, particularly across disciplines and
- between university, government, and industry scientists.
-
- > potential economic and national security risks of international
- scientific networking, collaboration, and scientific communication;
-
- > equity of access to scientific resources, such as facilities,
- equipment, databases, research grants, conferences, and other
- scientists. (Will a fully implemented NREN change the concentration
- of academic science and Federal fund ing in a limited number of
- departments and research universities, and of corporate science in a
- few large, rich corporations; what might be the impacts of networks on
- traditional routes to scientific priority and prestige?)
-
- > controlling scientific information flow. What technologies and
- authority to control network resident scientific information? How
- might these controls affect misconduct, quality control, economic and
- corporate proprietary pro tection, national security, and preliminary
- release of tentative or confidential research information that is
- scientifically or medically sensitive?
-
- > cost and capitalization of doing research; to what extent might
- networking reduce the need for facilities or equipment?
-
- > oversight and regulation of science, such a quality control,
- investigations of misconduct research monitoring, awarding and
- auditing government grants and contracts, data collection,
- accountability, and regulation of research procedures.l2 Might
- national networking enable or encourage new oversight roles for
- governments?
-
- > the access of various publics to scientists an research information;
-
- > the dissemination of scientific information from raw data, research
- results, drafts of papers through finished research reports and
- reviews; might some scientific journals be replaced by electronic
- reports?
-
- > legal issues, data privacy, ownership of data. copyright. How might
- national networking interact with trends already underway in the
- scientific enterprise, such as changes in the nature of collaboration,
- sharing of data, and impacts of commercial potential on scientific
- research? Academic science traditionally has emphasized open and early
- communication, but some argue that pressures from competition for
- research grants and increasing potential for commercial value from
- basic research have dampened free communication. Might networks
- counter, or strengthen, this trend?
-
- --- ll OMB, Circular A- 130, 50
- Federal Register 52730 (Dec. 24, 1985);-130. H.R. 2381, The
- Information Policy Act of 1989. which restates the role of OMP and
- policies on government information dissemination.
-
- l2 U.S.Congress,Office of Technology Assessment,The Regulatory
- Environment for Science,OTA-TM-SET-34(Washington,DC:U.S.
- Government Printing Office, February 1986).
- ---
-
- Technical Questions
-
- Several unresolved technical challenges are important to policy
- because they will help determine who has access to the network for
- what purposes. Such technical challenges include:
-
- > standards for networks and network-accessible
- information services;
-
- > requirements for interface to common carriers
- (local through international);
-
- > requirements for interoperability across many
- different computers;
-
- > improving user interfaces;
-
- > reliability and bandwidth requirements;
-
- > methods for measuring access and usage, to
- charge users that will determine who is most
- likely to pay for network operating costs; and
-
- > methods to promote security, which will affect
- the balance between net work and information
- vulnerability, privacy, and open access.
-
- Federal Agency Plans: FCCSET/FRICC
-
- A recently released plan by the Federal Research
- Internet Coordinating Committee (FRICC) outlines
- a technical and management plan for NREN.13 This
- plan has been incorporated into the broader FCCSET
- implementation plan. The technical plan is well
- thought through and represents further refinement of
- the NREN concept. The key stages are:
-
- Stage 1: upgrade and interconnect existing agency
- networks into a jointly funded and
- managed Tl (1.5 Mb/s) National Net-
- working Testbed. 14
-
- Stage 2: integrate national networks into a T3 (45
- Mb/s) backbone by 1993.
-
- Stage 3: push a technological leap to a mutigiga--
- bit NREN starting in the mid-l990s.
-
- The Proposal identifies two parts of an NREN, an
- operational network and networking R&D. A serv-
- ice network would connect about 1,500 labs and
- universities by 1995, providing reliable service and
- rapid transfer of very large data streams, such as are
- found in interactive computer graphics, in apparent
- real time. The currently operating agency networks
- would be integrated under this proposal, to create a
- shared 45Mb/s service net by 1992. The second part
- of the NREN would be R&D on a gigabit network,
- to be deployed in the latter 1990s. The first part is
- primarily an organizational and financial initiative,
- requiring little new technology. The second involves
- major new research activity in government and
- industry.
-
- The "service" initiative extends present activities
- of Federal agencies, adding a governance structure
- which includes the non-Federal participants (re-
- gional and local networking institutions and indus-
- try), in a national networking council. It formalizes
- what are now ad-hoc arrangements of the FRICC,
- and expands its scale and scope. Under this effort,
- virtually all of the Nation's research and higher
- education communities will be interconnected. Traf-
- fic and traffic congestion will be managed via
- priority routing, with service for participating agen-
- cies guaranteed via "policy" routing techniques. The
- benefits will be in improving productivity for
- researchers and educators, and in creating and
- demonstrating the demand for networks and network
- services to the computing, telecommunications, and
- inforrnation industries.
-
- The research initiative (called stage 3 in the
- FCCSET reports) is more ambitious, seeking sup-
- port for new research on communications technolo-
- gies capable of supporting a network that is at least
- a thousand times faster than the 45Mb/s net. Such a
- net could use the currently unused capabilities of
- optical fibers to vastly increase effective capability
- and capacity, which are congested by today's
- technology for switching and routing, and support
- the next generation of computers and communica-
- tions applications. This effort would require a
- substantial Federal investment, but could invigorate
- the national communication technology base, and
- boost the long-term economic competitiveness of
-
- ---
- 13FRlCC.Program Plan for the National Research
- and Edllcation Network.May 23. 1989.FRlCC has
- members from DHHS,DOE,DARPA,USGS, NASA,
- NSF, NOAA, and observers from the Internet
- Activities Board. FRICC is an informal committee
- that grew out of agencies' shared interest in
- coordinating related network activities and avoiding
- duplication of resources. As the de facto interagency
- coordination forum, FRICC was asked by NSF to
- prepare the NREN program plan.
-
- 14 See also NYSERNETNOTE,vol. 1, No. 1, Feb.6,
- 1989 NYSERNET has been awarded a multimillion
- dollar contract from DARPA to develop the
- National Networking Testbed.
- ---
- the telecommunications and computing industries.
- The gigabit network demonstration can be consid-
- ered similar to the Apollo project for communica-
- tions technologies, albeit on a smaller and less
- spectacular scale. Technical research needed would
- involve media, switches, network design and control
- software, operating systems in connected comput-
- ers, and applications.
-
- There are several areas where the FRICC manage-
- ment plan--and other plans--is unclear. It calls for,
- but does not detail any transition to commercial
- operations. It does not outline potential structures for
- long-term financing or cost recovery. And the
- national network council's formal area of responsi-
- bility is limited to Federal agency operations. While
- this scope is appropriate for a Federal entity, and the
- private sector has participated influentially in past
- Federal FRICC plans, the proposed council does not
- encompass all the policy actors that need to partici-
- pate in a coordinated national network. The growth
- of non-Federal networks demonstrates that some
- interests--such as smaller universities on the fringes
- of Federal-supported R&l~have not been served.
- The FRICC/FCCSET implementation plan for net-
- working research focuses on the more near-term
- management problems of coordinated planning and
- management of the NREN. It does not deal with two
- extremely important and complex interfaces. At the
- most fundamental level, the common carriers, the
- network is part of the larger telecommunications
- labyrinth with all its attendant regulations, vested
- interests, and powerful policy combatants. At the top
- level, the network is a gateway into a global
- information supermarket. This marketplace of infor-
- mation services is immensely complex as well as
- potentially immensely profitable, and policy and
- regulation has not kept up with the many new
- opportunities created by technology.
-
- The importance of institutional and mid-level
- networking to the performance of a national net-
- work, and the continuing fragmentation and regula-
- tory and economic uncertainty of lower-level net-
- working, signals a need for significant policy
- attention to coordinating and advancing lower-level
- networking. While there is a formal advisory role for
- universities, industry, and other users in the FRICC
- plan, it is difficult to say how and how well their
- interests would be represented in practice. It is n~
- clear what form this may take, or whether it will
- necessitate some formal policy authority, but the
- is need to accommodate the interests of universities~
- (or some set of universities), industry research lab
- and States in parallel to a Federal effort. The
- concerns of universities and the private sector about
- their role in the national network are reflected in
- EDUCOM's proposal for an overarching Federal
- private nonprofit corporation, and to a lesser extent
- in NRI's vision. The FRICC plan does not exclude
- such a broader policy-setting body, but the Current
- plan stops with Federal agency coordination.
-
- Funding for the FRICC NREN, based on the
- analysis that went into the FCCSET report,
- proposed at $400 million over 5 years, as show
- below. This includes all national backbone Federal;
- spending on hardware, software, and research
- which would be funneled through DARPA and NS
- and overseen by an interagency council. It includes
- some continued support for mid-level or institu
- tional networking, but not the value of any cost
- sharing by industry, or specialized network R&D by
- various agencies. This budget is generally regarded
- as reasonable and, if anything, modest considering
- the potential benefits (see table 3-2).15
-
- NREN Management Desiderata
-
- All proposed initiatives share the policy goal of
- increasing the nation's research productivity and
- creating new opportunities for scientific collabora-.
- tion. As a technological catalyst, an explicit national
- NREN initiative would reduce unacceptably high
- levels of risk for industry and help create new
- markets for advanced computer-communication
- services and technologies. What is needed now is
- sustained Federal commitment to consolidate an
- fortify agency plans, and to catalyze broader na-
- tional involvement. The relationship between science
- oriented data networking and the broader telecom-
- munications world will need to be better sorted out
- before the NREN can be made into a partly or full
- commercial operation. As the engineering challenge
- of building a fully national data network is sur-
- mounted, management and user issues of econom
- ics, access, and control of scientific information will
- rise in importance.
- ---
- 15 For example. National Research Council, Toward a
- Nation~al Research Network (Washington, DC: National
- Academy Press, 1988), pp. 28-31.
- ---
- Table 3-2--Proposed NREN Budget ($ millions)
-
- FY90 FY91 FY92 FY93
- FY94
-
- FCCSET Stage 1 & 2 (upgrade; NSF) ..14 23 55 50 50
- FCCSET Stage 3 (gigabit+; DARPA) ..16 27 40 55 60
-
- Total .......................... 30 50 95
- 105 110
-
- S. 1067 authorization ............. 50 50 100 100 100
- HR. 3131 authorization .......... 50 50 100 100 100
-
- SOURCE: OTA, 1989
-
- The NREN is a strategic, complex infrastructure
- which requires long-term planning. Consequently,
- network management should be stable (insulated
- from too much politics and budget vagaries), yet
- allow for accountability, feedback, and course con-
- rection. It should be able to leverage funding,
- maximize cost efficiency, and create incentives for
- commercial networks. Currently, there is no single
- entity that is big enough, risk-protected enough, and
- regulatory-free enough to make a proper national
- network happen. While there is a need to formalize
- current policy and management, there is concern that
- setting a strong federally focused structure in place
- might prevent a move to a more desirable, effective,
- appropriate management system in the long run.
-
- There is need for greater stability in NREN policy.
- The primary vehicle has been a voluntary coordinat-
- ing group, the FRICC, consisting of program offi-
- cers from research-oriented agencies, working within
- agency missions with loose policy guidance from
- the FCCSET. The remarkable cooperation and
- progress made so far depends on a complex set of
- agency priorities and budget fortunes, and continued
- progress must be considered uncertain.
-
- The pace of the resolution of these issues will be
- controlled initially by the Federal budget of each
- participating agency. While the bulk of the overall
- investment rests with midlevel and campus net-
- works, it cannot be integrated without strong central
- coordination, given present national telecommuni-
- cations policies and market conditions for the
- required network technology. The relatively modest
- investment proposed by the initiative can have major
- impact by providing a forum for public-private
- cooperation for the creation of new knowledge, and
- a robust and willing experimental market to test new
- ideas and technologies.
-
- For the short term there is a clear need to maintain
- the Federal initiative, to sustain the present momen-
- tum, to improve the technology, and coordinate the
- expanding networks. The initiative should acceler-
- ate the aggregation of a sustainable domestic market
- for new information technologies and services.
- These goals are consistent with a primary purpose of
- improving the data communications infrastructure
- for U.S. science and engineering.
-
- -end-
- 1/1/1990
-
-
-