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- JUSTICE SCALIA, concurring.
-
- The various opinions in this case portray quite clearly the dif-
- ficult, indeed agonizing, questions that are presented by the
- constantly increasing power of science to keep the human body
- alive for longer than any reasonable person would want to inhabit
- it. The States have begun to grapple with these problems through
- legislation. I am concerned, from the tenor of today's opinions,
- that we are poised to confuse that enterprise as successfully as
- we have confused the enterprise of legislating concerning
- abortion--requiring it to be conducted against a background of
- federal constitutional imperatives that are unknown because they
- are being newly crafted from Term to Term. That would be a great
- misfortune.
-
-
- While I agree with the Court's analysis today, and therefore
- join in its opinion, I would have preferred that we announce,
- clearly and promptly, that the federal courts have no business in
-
- this field; that American law has always accorded the State the
- power to prevent, by force if necessary, suicide--including sui-
- cide by refusing to take appropriate measures necessary to
- preserve one's life; that the point at which life becomes
- ``worthless,'' and the point at which the means necessary to
- preserve it become ``extraordinary'' or ``inappropriate,'' are
- neither set forth in the Constitution nor known to the nine Jus-
- tices of this Court any better than they are known to nine people
- picked at random from the Kansas City telephone directory; and
- hence, that even when it is demonstrated by clear and convincing
- --
- evidence that a patient no longer wishes certain measures to be
- taken to preserve her life, it is up to the citizens of Missouri
- to decide, through their elected representatives, whether that
- wish will be honored. It is quite impossible (because the Con-
- stitution says nothing about the matter) that those citizens will
- decide upon a line less lawful than the one we would choose; and
- it is unlikely (because we know no more about ``life-and-death''
- than they do) that they will decide upon a line less reasonable.
-
-
- The text of the Due Process Clause does not protect individuals
- against deprivations of liberty simpliciter. It protects them
- -----------
- against deprivations of liberty ``without due process of law.''
- To determine that such a deprivation would not occur if Nancy
- Cruzan were forced to take nourishment against her will, it is
- unnecessary to reopen the historically recurrent debate over
- whether ``due process'' includes substantive restrictions. Com-
- pare Murray's Lessee v. Hoboken Land and Improvement Co., 18 How.
- ------ - ------ ------- ---- --- ----------- --
- 272 (1856), with Scott v. Sandford, 19 How. 393, 450 (1857); com-
- ----- --------
- pare Tyson & Bro. v. United Theatre Ticket Offices, Inc., 273
- ----- --- ------ ------- ------ ------- ---
- U. S. 418 (1927), with Olsen v. Nebraska ex rel. Western Refer-
- ----- -------- -- --- ------- ------
- ence & Bond Assn., Inc., 313 U. S. 236, 246-247 (1941); compare
- ---- ---- ---- ---
- Ferguson v. Skrupa, 372 U. S. 726, 730 (1963), with Moore v. East
- -------- ------ ----- ----
- Cleveland, 431 U. S. 494 (1977) (plurality opinion); see Easter-
- ---------
- brook, Substance and Due Process, 1982 S. Ct. Rev. 85; Monaghan,
- Our Perfect Constitution, 56 N. Y. U. L. Rev. 353 (1981). It is
- at least true that no ``substantive due process'' claim can be
- maintained unless the claimant demonstrates that the State has
- deprived him of a right historically and traditionally protected
- against State interference. Michael H. v. Gerald D., 491 U. S.
- ------- - ------ -
- ----, ---- (1989) (plurality opinion); Bowers v. Hardwick, 478
- ------ --------
- U. S. 186, 192 (1986); Moore, supra, at 502-503 (plurality opin-
- ----- -----
- ion). That cannot possibly be established here.
-
- At common law in England, a suicide--defined as one who ``deli-
- berately puts an end to his own existence, or commits any unlaw-
- ful malicious act, the consequence of which is his own death,'' 4
- W. Blackstone, Commentaries *189--was criminally liable. Ibid.
- ----
- Although the States abolished the penalties imposed by the common
- law (i. e., forfeiture and ignominious burial), they did so to
- - -
- spare the innocent family, and not to legitimize the act. Case
- law at the time of the Fourteenth Amendment generally held that
-
- assisting suicide was a criminal offense. See Marzen, O'Dowd,
- Crone, & Balch, Suicide: A Constitutional Right?, 24 Duquesne L.
- Rev. 1, 76 (1985) (``In short, twenty-one of the thirty-seven
- states, and eighteen of the thirty ratifying states prohibited
- assisting suicide. Only eight of the states, and seven of the
- ratifying states, definitely did not''); see also 1 F. Wharton,
- Criminal Law 122 (6th rev. ed. 1868). The System of Penal Law
- presented to the House of Representatives by Representative Liv-
- ingston in 1828 would have criminalized assisted suicide. E.
- Livingston, A System of Penal Law, Penal Code 122 (1828). The
- Field Penal Code, adopted by the Dakota Territory in 1877, pros-
- cribed attempted suicide and assisted suicide. Marzen, O'Dowd,
- Crone, & Balch, 24 Duquesne L. Rev., at 76-77. And most States
- that did not explicitly prohibit assisted suicide in 1868 recog-
- nized, when the issue arose in the 50 years following the Four-
- teenth Amendment's ratification, that assisted and (in some
- cases) attempted suicide were unlawful. Id., at 77-100; 148-242
- --
- (surveying development of States' laws). Thus, ``there is no
- significant support for the claim that a right to suicide is so
- rooted in our tradition that it may be deemed `fundamental' or
- `implicit in the concept of ordered liberty.' '' Id., at 100
- --
- (quoting Palko v. Connecticut, 302 U. S. 319, 325 (1937)).
- ----- -----------
-
- Petitioners rely on three distinctions to separate Nancy
- Cruzan's case from ordinary suicide: (1) that she is permanently
- incapacited and in pain; (2) that she would bring on her death
- not by any affirmative act but by merely declining treatment that
- provides nourishment; and (3) that preventing her from effectuat-
- ing her presumed wish to die requires violation of her bodily in-
- tegrity. None of these suffices. Suicide was not excused even
- when committed ``to avoid those ills which [persons] had not the
- fortitude to endure.'' 4 Blackstone, supra, at *189. ``The life
- -----
- of those to whom life has become a burden--of those who are hope-
- lessly diseased or fatally wounded--nay, even the lives of crimi-
- nals condemned to death, are under the protection of the law,
- equally as the lives of those who are in the full tide of life's
- enjoyment, and anxious to continue to live.'' Blackburn v. State,
- --------- -----
- 23 Ohio St. 146, 163 (1873). Thus, a man who prepared a poison,
- and placed it within reach of his wife, ``to put an end to her
- suffering'' from a terminal illness was convicted of murder, Peo-
- ----
- ple v. Roberts, 211 Mich. 187, 198 N. W. 690, 693 (1920); the
- --- -------
- ``incurable suffering of the suicide, as a legal question, could
- hardly affect the degree of criminality . . . .'' Note, 30 Yale
- L. J. 408, 412 (1921) (discussing Roberts). Nor would the im-
- -------
- minence of the patient's death have affected liability. ``The
- lives of all are equally under the protection of the law, and
- under that protection to their last moment. . . . [Assisted sui-
- cide] is declared by the law to be murder, irrespective of the
- wishes or the condition of the party to whom the poison is admin-
- istered . . . .'' Blackburn, supra, at 163; see also Commonwealth
- --------- ----- ------------
- v. Bowen, 13 Mass. 356, 360 (1816).
- -----
-
- The second asserted distinction--suggested by the recent cases
- canvassed by the Court concerning the right to refuse treatment,
- ante, at 5-12--relies on the dichotomy between action and inac-
- ----
-
- tion. Suicide, it is said, consists of an affirmative act to end
- one's life; refusing treatment is not an affirmative act ``caus-
- ing'' death, but merely a passive acceptance of the natural pro-
- cess of dying. I readily acknowledge that the distinction
- between action and inaction has some bearing upon the legislative
- judgment of what ought to be prevented as suicide--though even
- there it would seem to me unreasonable to draw the line precisely
- between action and inaction, rather than between various forms of
- inaction. It would not make much sense to say that one may not
- kill oneself by walking into the sea, but may sit on the beach
- until submerged by the incoming tide; or that one may not inten-
- tionally lock oneself into a cold storage locker, but may refrain
- from coming indoors when the temperature drops below freezing.
- Even as a legislative matter, in other words, the intelligent
- line does not fall between action and inaction but between those
- forms of inaction that consist of abstaining from ``ordinary''
- care and those that consist of abstaining from ``excessive'' or
- ``heroic'' measures. Unlike action vs. inaction, that is not a
- --
- line to be discerned by logic or legal analysis, and we should
- not pretend that it is.
-
- But to return to the principal point for present purposes: the
- irrelevance of the action-inaction distinction. Starving oneself
- to death is no different from putting a gun to one's temple as
- far as the common-law definition of suicide is concerned; the
- cause of death in both cases is the suicide's conscious decision
- to ``pu[t] an end to his own existence.'' 4 Blackstone, supra, at
- -----
- *189. See In re Caulk, 125 N. H. 226, 232, 480 A. 2d 93, 97
- -- -- -----
- (1984); State ex rel. White v. Narick, ---- W. Va. ----, 292
- ----- -- --- ----- ------
- S. E. 2d 54 (1982); Von Holden v. Chapman, 87 App. Div. 2d 66,
- --- ------ -------
- 450 N. Y. S. 2d 623 (1982). Of course the common law rejected
- the action-inaction distinction in other contexts involving the
- taking of human life as well. In the prosecution of a parent for
- the starvation death of her infant, it was no defense that the
- infant's death was ``caused'' by no action of the parent but by
- the natural process of starvation, or by the infant's natural
- inability to provide for itself. See Lewis v. State, 72 Ga. 164
- ----- -----
- (1883); People v. McDonald, 49 Hun 67, 1 N. Y. S. 703 (1888);
- ------ --------
- Commonwealth v. Hall, 322 Mass. 523, 528, 78 N. E. 2d 644, 647
- ------------ ----
- (1948) (collecting cases); F. Wharton, Law of Homicide 134-135,
- 304 (2d ed. 1875); 2 J. Bishop, Commentaries on the Criminal Law
- 686 (5th ed. 1872); J. Hawley & M. McGregor, Criminal Law 152
- (3d ed. 1899). A physician, moreover, could be criminally liable
- for failure to provide care that could have extended the
- patient's life, even if death was immediately caused by the
- underlying disease that the physician failed to treat. Barrow v.
- ------
- State, 17 Okla. Cr. 340, 188 P. 351 (1920); People v. Phillips,
- ----- ------ --------
- 64 Cal. 2d 574, 414 P. 2d 353 (1966).
-
- It is not surprising, therefore, that the early cases consider-
- ing the claimed right to refuse medical treatment dismissed as
- specious the nice distinction between ``passively submitting to
- death and actively seeking it. The distinction may be merely
- verbal, as it would be if an adult sought death by starvation in-
- stead of a drug. If the State may interrupt one mode of self-
- destruction, it may with equal authority interfere with the oth-
-
- er.'' John F. Kennedy Memorial Hosp. v. Heston, 58 N. J. 576,
- ---- - ------- -------- ---- ------
- 581-582, 279 A. 2d 670, 672-673 (1971); see also Application of
- ----------- --
- President & Directors of Georgetown College, Inc., 118 U. S. App.
- --------- --------- -- ---------- ------- ---
- D. C. 80, 88-89, 331 F. 2d 1000, 1008-1009 (Wright, J., in
- chambers), cert. denied, 377 U. S. 978 (1964).
-
- The third asserted basis of distinction--that frustrating Nancy
- Cruzan's wish to die in the present case requires interference
- with her bodily integrity--is likewise inadequate, because such
- interference is impermissible only if one begs the question
- whether her refusal to undergo the treatment on her own is sui-
- cide. It has always been lawful not only for the State, but even
- for private citizens, to interfere with bodily integrity to
- prevent a felony. See Phillips v. Trull, 11 Johns. 486 (N. Y.
- -------- -----
- 1814); City Council v. Payne, 2 Nott & McCord 475 (S. C. 1821);
- ---- ------- -----
- Vandeveer v. Mattocks, 3 Ind. 479 (1852); T. Cooley, Law of Torts
- --------- --------
- 174-175 (1879); Wilgus, Arrest Without a Warrant, 22 Mich. L.
- Rev. 673 (1924); Restatement of Torts 119 (1934). That general
- rule has of course been applied to suicide. At common law, even
- a private person's use of force to prevent suicide was
- privileged. Colby v. Jackson, 12 N. H. 526, 530-531 (1842); Look
- ----- ------- ----
- v. Choate, 108 Mass. 116, 120 (1871); Commonwealth v. Mink, 123
- ------ ------------ ----
- Mass. 422, 429 (1877); In re Doyle, 16 R. I. 537, 539, 18 A. 159,
- -- -- -----
- 159-160 (1889); Porter v. Ritch, 70 Conn. 235, 255, 39 A. 169,
- ------ -----
- 175 (1898); Emmerich v. Thorley, 54 N. Y. S. 791, 793-794 (1898);
- -------- -------
- State v. Hembd, 305 Minn. 120, 130, 232 N. W. 2d 872, 878 (1975);
- ----- -----
- 2 C. Addison, Law of Torts 819 (1876); Cooley, supra, at
- -----
- 179-180. It is not even reasonable, much less required by the
- Constitution, to maintain that although the State has the right
- to prevent a person from slashing his wrists it does not have the
- power to apply physical force to prevent him from doing so, nor
- the power, should he succeed, to apply, coercively if necessary,
- medical measures to stop the flow of blood. The state-run hospi-
- tal, I am certain, is not liable under 42 U. S. C. 1983 for vio-
- lation of constitutional rights, nor the private hospital liable
- under general tort law, if, in a State where suicide is unlawful,
- it pumps out the stomach of a person who has intentionally taken
- an overdose of barbiturates, despite that person's wishes to the
- contrary.
-
- The dissents of JUSTICES BRENNAN and STEVENS make a plausible
- case for our intervention here only by embracing--the latter ex-
- plicitly and the former by implication--a political principle
- that the States are free to adopt, but that is demonstrably not
- imposed by the Constitution. ``The State,'' says JUSTICE BREN-
- NAN, ``has no legitimate general interest in someone's life, com-
- pletely abstracted from the interest of the person living that
- life, that could outweigh the person's choice to avoid medical
- -- ----- -------
- treatment.'' Post, at 14 (emphasis added). The italicized phrase
- --------- ----
- sounds moderate enough, and is all that is needed to cover the
- present case--but the proposition cannot logically be so limited.
-
- ---------
- One who accepts it must also accept, I think, that the State has
- no such legitimate interest that could outweigh ``the person's
- choice to put an end to her life.'' Similarly, if one agrees with
- -- --- -- --- -- --- ----
- JUSTICE BRENNAN that ``the State's general interest in life must
- accede to Nancy Cruzan's particularized and intense interest in
- self-determination in her choice of medical treatment,'' ibid.
- -- --- ------ -- ------- --------- ----
- (emphasis added), he must also believe that the State must accede
- to her ``particularized and intense interest in self-
- determination in her choice whether to continue living or to
- -- --- ------ ------- -- -------- ------ -- --
- die.'' For insofar as balancing the relative interests of the
- ---
- State and the individual is concerned, there is nothing distinc-
- tive about accepting death through the refusal of ``medical
- treatment,'' as opposed to accepting it through the refusal of
- food, or through the failure to shut off the engine and get out
- of the car after parking in one's garage after work. Suppose
- that Nancy Cruzan were in precisely the condition she is in to-
- day, except that she could be fed and digest food and water
- without artificial assistance. How is the State's ``interest''
- -------
- in keeping her alive thereby increased, or her interest in decid-
- ing whether she wants to continue living reduced? It seems to
- me, in other words, that JUSTICE BRENNAN's position ultimately
- rests upon the proposition that it is none of the State's busi-
- ness if a person wants to commit suicide. JUSTICE STEVENS is ex-
- plicit on the point: ``Choices about death touch the core of li-
- berty. . . . [N]ot much may be said with confidence about death
- unless it is said from faith, and that alone is reason enough to
- protect the freedom to conform choices about death to individual
- conscience.'' Post, at 13-14. This is a view that some societies
- ----
- have held, and that our States are free to adopt if they wish.
- But it is not a view imposed by our constitutional traditions, in
- which the power of the State to prohibit suicide is unquestion-
- able.
-
-
- What I have said above is not meant to suggest that I would
- think it desirable, if we were sure that Nancy Cruzan wanted to
- die, to keep her alive by the means at issue here. I assert only
- that the Constitution has nothing to say about the subject. To
- raise up a constitutional right here we would have to create out
- of nothing (for it exists neither in text nor tradition) some
- constitutional principle whereby, although the State may insist
- that an individual come in out of the cold and eat food, it may
- not insist that he take medicine; and although it may pump his
- stomach empty of poison he has ingested, it may not fill his
- stomach with food he has failed to ingest. Are there, then, no
- reasonable and humane limits that ought not to be exceeded in re-
- quiring an individual to preserve his own life? There obviously
- are, but they are not set forth in the Due Process Clause. What
- assures us that those limits will not be exceeded is the same
- constitutional guarantee that is the source of most of our
- protection--what protects us, for example, from being assessed a
- tax of 100% of our income above the subsistence level, from being
- forbidden to drive cars, or from being required to send our chil-
- dren to school for 10 hours a day, none of which horribles is
- categorically prohibited by the Constitution. Our salvation is
- the Equal Protection Clause, which requires the democratic major-
- ity to accept for themselves and their loved ones what they im-
- pose on you and me. This Court need not, and has no authority
- to, inject itself into every field of human activity where irra-
-
- tionality and oppression may theoretically occur, and if it tries
- to do so it will destroy itself.
-
- JUSTICE BRENNAN, with whom JUSTICE MARSHALL and JUSTICE BLACKMUN
- join, dissenting.
-
- Medical technology has effectively created a twilight zone of
- suspended animation where death commences while life, in some
- form, continues. Some patients, however, want no part of a
- life sustained only by medical technology. Instead, they
- prefer a plan of medical treatment that allows nature to take
- its course and permits them to die with dignity.''
-
- for Cert. A94. Ms. Comer described a conversation she and Nancy
- had while living together, concerning Ms. Comer's sister who had
- become ill suddenly and died during the night. The Comer family
- had been told that if she had lived through the night, she would
- have been in a vegetative state. Nancy had lost a grandmother a
- few months before. Ms. Comer testified that: ``Nancy said she
- would never want to live [as a vegetative state] because if she
- couldn't be normal or even, you know, like half way, and do
- things for yourself, because Nancy always did, that she didn't
- want to live . . . and we talked about it a lot.'' Tr. 388-389.
- She said ``several times'' that ``she wouldn't want to live that
- way because if she was going to live, she wanted to be able to
- live, not to just lay in a bed and not be able to move because
- you can't do anything for yourself.'' Id., at 390, 396. ``[S]he
- --
- said that she hoped that [all the] people in her family knew that
- she wouldn't want to live [as a vegetable] because she knew it
- was usually up to the family whether you lived that way or not.''
- Id., at 399.
- --
- The conversation took place approximately a year before Nancy's
- accident and was described by Ms. Comer as a ``very serious''
- conversation that continued for approximately half an hour
- without interruption. Id., at 390. The Missouri Supreme Court
- --
- dismissed Nancy's statement as ``unreliable'' on the ground that
- it was an informally expressed reaction to other people's medical
- conditions. 760 S. W. 2d, at 424.
-
-
- The Missouri Supreme Court did not refer to other evidence of
- Nancy's wishes or explain why it was rejected. Nancy's sister
- Christy, to whom she was very close, testified that she and Nancy
- had had two very serious conversations about a year and a half
- before the accident. A day or two after their niece was
- stillborn (but would have been badly damaged if she had lived),
- Nancy had said that maybe it was part of a ``greater plan'' that
- the baby had been stillborn and did not have to face ``the possi-
- ble life of mere existence.'' Tr. 537. A month later, after
- their grandmother had died after a long battle with heart prob-
- lems, Nancy said that ``it was better for my grandmother not to
- be kind of brought back and forth [by] medical [treatment],
- brought back from a critical near point of death . . . . Id., at
- --
- 541.
-
-
- Nancy Cruzan has dwelt in that twilight zone for six years.
- She is oblivious to her surroundings and will remain so. Cru-
- ----
- zan v. Harmon, 760 S. W. 2d 408, 411 (Mo. 1988). Her body
- --- ------
- twitches only reflexively, without consciousness. Ibid. The
-
- ----
- areas of her brain that once thought, felt, and experienced
- sensations have degenerated badly and are continuing to do so.
- The cavities remaining are filling with cerebro-spinal fluid.
- The `` `cerebral cortical atrophy is irreversible, permanent,
- progressive and ongoing.' '' Ibid. ``Nancy will never interact
- ----
- meaningfully with her environment again. She will remain in a
- persistent vegetative state until her death.'' Id., at 422.
- --
- Because she cannot swallow, her nutrition and hydration are
- delivered through a tube surgically implanted in her stomach.
-
- A grown woman at the time of the accident, Nancy had previously
- expressed her wish to forgo continuing medical care under cir-
- cumstances such as these. Her family and her friends are con-
- vinced that this is what she would want. See n. 20, infra. A
- -----
- guardian ad litem appointed by the trial court is also convinced
- that this is what Nancy would want. See 760 S. W. 2d, at 444
- (Higgins, J., dissenting from denial of rehearing). Yet the Mis-
- souri Supreme Court, alone among state courts deciding such a
- question, has determined that an irreversibly vegetative patient
- will remain a passive prisoner of medical technology--for Nancy,
- perhaps for the next 30 years. See id., at 424, 427.
- --
-
- Today the Court, while tentatively accepting that there is some
- degree of constitutionally protected liberty interest in avoiding
- unwanted medical treatment, including life-sustaining medical
- treatment such as artificial nutrition and hydration, affirms the
- decision of the Missouri Supreme Court. The majority opinion, as
- I read it, would affirm that decision on the ground that a State
- may require ``clear and convincing'' evidence of Nancy Cruzan's
- prior decision to forgo life-sustaining treatment under cir-
- cumstances such as hers in order to ensure that her actual wishes
- are honored. See ante, at 17-19, 22. Because I believe that
- ----
- Nancy Cruzan has a fundamental right to be free of unwanted ar-
- tificial nutrition and hydration, which right is not outweighed
- by any interests of the State, and because I find that the im-
- properly biased procedural obstacles imposed by the Missouri
- Supreme Court impermissibly burden that right, I respectfully
- dissent. Nancy Cruzan is entitled to choose to die with dignity.
-
- I
-
- The question before this Court is a relatively narrow one:
- whether the Due Process Clause allows Missouri to require a now-
- incompetent patient in an irreversible persistent vegetative
- state to remain on life-support absent rigorously clear and con-
- vincing evidence that avoiding the treatment represents the
- patient's prior, express choice. See ante, at 13. If a funda-
- ----
- mental right is at issue, Missouri's rule of decision must be
- scrutinized under the standards this Court has always applied in
- such circumstances. As we said in Zablocki v. Redhail, 434 U. S.
- -------- -------
- 374, 388 (1978), if a requirement imposed by a State ``signifi-
- cantly interferes with the exercise of a fundamental right, it
- cannot be upheld unless it is supported by sufficiently important
- state interests and is closely tailored to effectuate only those
- interests.'' The Constitution imposes on this Court the obliga-
- tion to ``examine carefully . . . the extent to which [the legi-
- timate government interests advanced] are served by the chal-
- lenged regulation.'' Moore v. East Cleveland, 431 U. S. 494, 499
-
- ----- ---- ---------
- (1977). See also Carey v. Population Services International, 431
- ----- ---------- -------- -------------
- U. S. 678, 690 (1977) (invalidating a requirement that bore ``no
- relation to the State's interest''). An evidentiary rule, just
- as a substantive prohibition, must meet these standards if it
- significantly burdens a fundamental liberty interest. Fundamen-
- tal rights ``are protected not only against heavy-handed frontal
- attack, but also from being stifled by more subtle governmental
- interference.'' Bates v. Little Rock, 361 U. S. 516, 523 (1960).
- ----- ------ ----
-
- B
- The starting point for our legal analysis must be whether a com-
- petent person has a constitutional right to avoid unwanted medi-
- cal care. Earlier this Term, this Court held that the Due Pro-
- cess Clause of the Fourteenth Amendment confers a significant li-
- berty interest in avoiding unwanted medical treatment. Washing-
- --------
- ton v. Harper, 494 U. S. ----, ---- (1990). Today, the Court
- --- ------
- concedes that our prior decisions ``support the recognition of a
- general liberty interest in refusing medical treatment.'' See
- ante, at 14. The Court, however, avoids discussing either the
- ----
- measure of that liberty interest or its application by assuming,
- for purposes of this case only, that a competent person has a
- constitutionally protected liberty interest in being free of
- unwanted artificial nutrition and hydration. See ante, at 15.
- ----
- JUSTICE O'CONNOR's opinion is less parsimonious. She openly af-
- firms that ``the Court has often deemed state incursions into the
- body repugnant to the interests protected by the Due Process
- Clause,'' that there is a liberty interest in avoiding unwanted
- medical treatment and that it encompasses the right to be free of
- ``artificially delivered food and water.'' See ante, at 1.
- ----
-
- But if a competent person has a liberty interest to be free of
- unwanted medical treatment, as both the majority and JUSTICE
- O'CONNOR concede, it must be fundamental. ``We are dealing here
- with [a decision] which involves one of the basic civil rights of
- man.'' Skinner v. Oklahoma ex rel. Williamson, 316 U. S. 535, 541
- ------- -------- -- --- ----------
- (1942) (invalidating a statute authorizing sterilization of cer-
- tain felons). Whatever other liberties protected by the Due Pro-
- cess Clause are fundamental, ``those liberties that are `deeply
- rooted in this Nation's history and tradition' '' are among them.
- Bowers v. Hardwick, 478 U. S. 186, 192 (1986) (quoting Moore v.
- ------ -------- -----
- East Cleveland, supra, at 503 (plurality opinion). ``Such a
- ---- --------- -----
- tradition commands respect in part because the Constitution car-
- ries the gloss of history.'' Richmond Newspapers, Inc. v. Vir-
- -------- ---------- --- ----
- ginia, 448 U. S. 555, 589 (1980) (BRENNAN, J., concurring in
- -----
- judgment).
-
-
- The right to be free from medical attention without consent, to
- determine what shall be done with one's own body, is deeply root-
- --
- ed in this Nation's traditions, as the majority acknowledges.
- See ante, at 5. This right has long been ``firmly entrenched in
- ----
-
- American tort law'' and is securely grounded in the earliest com-
- mon law. Ibid. See also Mills v. Rogers, 457 U. S. 291, 294,
- ---- ----- ------
- n. 4 (1982) (``the right to refuse any medical treatment emerged
- from the doctrines of trespass and battery, which were applied to
- unauthorized touchings by a physician''). `` `Anglo-American law
- starts with the premise of thorough-going self determination. It
- follows that each man is considered to be master of his own body,
- and he may, if he be of sound mind, expressly prohibit the per-
- formance of lifesaving surgery, or other medical treatment.' ''
- Natanson v. Kline, 186 Kan. 393, 406-407, 350 P. 2d 1093, 1104
- -------- -----
- (1960). ``The inviolability of the person'' has been held as
- ``sacred'' and ``carefully guarded'' as any common law right.
- Union Pacific R. Co. v. Botsford, 141 U. S. 250, 251-252 (1891).
- ----- ------- - -- --------
- Thus, freedom from unwanted medical attention is unquestionably
- among those principles ``so rooted in the traditions and consci-
- ence of our people as to be ranked as fundamental.'' Snyder v.
- ------
- Massachusetts, 291 U. S. 97, 105 (1934).
- -------------
-
- That there may be serious consequences involved in refusal of
- the medical treatment at issue here does not vitiate the right
- under our common law tradition of medical self-determination. It
- is ``a well-established rule of general law decides if
- treatment--any treatment--is to be given at all. . . . The rule
- has never been qualified in its application by either the nature
- or purpose of the treatment, or the gravity of the consequences
- of acceding to or foregoing it.'' Tune v. Walter Reed Army Medi-
- ---- ------ ---- ---- -----
- cal Hospital, 602 F. Supp. 1452, 1455 (DC 1985). See also Downer
- --- -------- ------
- v. Veilleux, 322 A. 2d 82, 91 (Me. 1974) (``The rationale of this
- --------
- rule lies in the fact that every competent adult has the right to
- forego treatment, or even cure, if it entails what for him are
- intolerable consequences or risks, however unwise his sense of
- values may be to others'').
-
- No material distinction can be drawn between the treatment to
- which Nancy Cruzan continues to be subject--artificial nutrition
- and hydration--and any other medical treatment. See ante, at 2
- ----
- (O'CONNOR, J., concurring). The artificial delivery of nutrition
- and hydration is undoubtedly medical treatment. The technique to
- which Nancy Cruzan is subject--artificial feeding through a gas-
- trostomy tube--involves a tube implanted surgically into her
- stomach through incisions in her abdominal wall. It may obstruct
- the intestinal tract, erode and pierce the stomach wall or cause
- leakage of the stomach's contents into the abdominal cavity. See
- Page, Andrassy, & Sandler, Techniques in Delivery of Liquid
- Diets, in Nutrition in Clinical Surgery 66-67 (M. Deitel 2d ed.
- 1985). The tube can cause pneumonia from reflux of the stomach's
- contents into the lung. See Bernard & Forlaw, Complications and
- Their Prevention, in Enteral and Tube Feeding 553 (J. Rombeau &
- M. Caldwell eds. 1984). Typically, and in this case (see Tr.
- 377), commercially prepared formulas are used, rather than fresh
- food. See Matarese, Enteral Alimentation, in Surgical Nutrition
- 726 (J. Fischer ed. 1983). The type of formula and method of ad-
- ministration must be experimented with to avoid gastrointestinal
- problems. Id., at 748. The patient must be monitored daily by
- --
- medical personnel as to weight, fluid intake and fluid output;
- blood tests must be done weekly. Id., at 749, 751.
-
- --
-
- Artificial delivery of food and water is regarded as medical
- treatment by the medical profession and the Federal Government.
- According to the American Academy of Neurology, ``[t]he artifi-
- cial provision of nutrition and hydration is a form of medical
- treatment . . . analogous to other forms of life-sustaining
- treatment, such as the use of the respirator. When a patient is
- unconscious, both a respirator and an artificial feeding device
- serve to support or replace normal bodily functions that are
- compromised as a result of the patient's illness.'' Position of
- the American Academy of Neurology on Certain Aspects of the Care
- and Management of the Persistent Vegetative State Patient, 39
- Neurology 125 (Jan. 1989). See also Council on Ethical and Judi-
- cial Affairs of the American Medical Association, Current Opin-
- ions, Opinion 2.20 (1989) (``Life-prolonging medical treatment
- includes medication and artifically or technologically supplied
- respiration, nutrition or hydration''); President's Commission 88
- (life-sustaining treatment includes respirators, kidney dialysis
- machines, special feeding procedures). The Federal Government
- permits the cost of the medical devices and formulas used in en-
- teral feeding to be reimbursed under Medicare. See Pub. L.
- 99-509, 9340, note following 42 U. S. C. 1395u, p. 592 (1982
- ed., Supp. V). The formulas are regulated by the Federal Drug
- Administration as ``medical foods,'' see 21 U. S. C. 360ee, and
- the feeding tubes are regulated as medical devices, 21 CFR
- 876.5980 (1989).
-
-
- Nor does the fact that Nancy Cruzan is now incompetent deprive
- her of her fundamental rights. See Youngberg v. Romeo, 457
- --------- -----
- U. S. 307, 315-316, 319 (1982) (holding that severely retarded
- man's liberty interests in safety, freedom from bodily restraint
- and reasonable training survive involuntary commitment); Parham
- ------
- v. J. R., 442 U. S. 584, 600 (1979) (recognizing a child's sub-
- - -
- stantial liberty interest in not being confined unnecessarily for
- medical treatment); Jackson v. Indiana, 406 U. S. 715, 730, 738
- ------- -------
- (1972) (holding that Indiana could not violate the due process
- and equal protection rights of a mentally retarded deaf mute by
- committing him for an indefinite amount of time simply because he
- was incompetent to stand trial on the criminal charges filed
- against him). As the majority recognizes, ante, at 16, the ques-
- ----
- tion is not whether an incompetent has constitutional rights, but
- how such rights may be exercised. As we explained in Thompson v.
- --------
- Oklahoma, 487 U. S. 815 (1988), ``[t]he law must often adjust the
- --------
- manner in which it affords rights to those whose status renders
- them unable to exercise choice freely and rationally. Children,
- the insane, and those who are irreversibly ill with loss of brain
- ----- --- --- ------------ --- ---- ---- -- -----
- function, for instance, all retain `rights,' to be sure, but
- -------- --- -------- --- ------ ------
- often such rights are only meaningful as they are exercised by
- agents acting with the best interests of their principals in
- mind.'' Id., at 825, n. 23 (emphasis added). ``To deny [its] ex-
- --
- ercise because the patient is unconscious or incompetent would be
- to deny the right.'' Foody v. Manchester Memorial Hospital, 40
- ----- ---------- -------- --------
- Conn. Super. 127, 133, 482 A. 2d 713, 718 (1984).
-
-
- II
-
- A
- The right to be free from unwanted medical attention is a right
- to evaluate the potential benefit of treatment and its possible
- consequences according to one's own values and to make a personal
- decision whether to subject oneself to the intrusion. For a pa-
- tient like Nancy Cruzan, the sole benefit of medical treatment is
- being kept metabolically alive. Neither artificial nutrition nor
- any other form of medical treatment available today can cure or
- in any way ameliorate her condition.
- Irreversibly vegetative patients are devoid of thought, emotion
- and sensation; they are permanently and completely unconscious.
- See n. 2, supra.
- -----
- As the President's Commission concluded in approving the with-
- drawal of life support equipment from irreversibly vegetative pa-
- tients:
-
- [T]reatment ordinarily aims to benefit a patient through
- preserving life, relieving pain and suffering, protecting
- against disability, and returning maximally effective function-
- ing. If a prognosis of permanent unconsciousness is correct,
- however, continued treatment cannot confer such benefits. Pain
- and suffering are absent, as are joy, satisfaction, and pleas-
- ure. Disability is total and no return to an even minimal lev-
- el of social or human functioning is possible.'' President's
- Commission 181- 182.
-
- There are also affirmative reasons why someone like Nancy might
- choose to forgo artificial nutrition and hydration under these
- circumstances. Dying is personal. And it is profound. For
- many, the thought of an ignoble end, steeped in decay, is
- abhorrent. A quiet, proud death, bodily integrity intact, is a
- matter of extreme consequence. ``In certain, thankfully rare,
- circumstances the burden of maintaining the corporeal existence
- degrades the very humanity it was meant to serve.'' Brophy v. New
- ------ ---
- England Sinai Hospital, Inc., 398 Mass. 417, 434, 497 N. E. 2d
- ------- ----- -------- ---
- 626, 635-636 (1986) (finding the subject of the proceeding ``in a
- condition which [he] has indicated he would consider to be de-
- grading and without human dignity'' and holding that ``[t]he duty
- of the State to preserve life must encompass a recognition of an
- individual's right to avoid circumstances in which the individual
- himself would feel that efforts to sustain life demean or degrade
- his humanity''). Another court, hearing a similar case, noted:
-
- It is apparent from the testimony that what was on [the
- patient's] mind was not only the invasiveness of life-
- sustaining systems, such as the [nasogastric] tube, upon the
- integrity of his body. It was also the utter helplessness of
- the permanently comatose person, the wasting of a once strong
- body, and the submission of the most private bodily functions
- to the attention of others.'' In re Gardner, 534 A. 2d 947, 953
- -- -- -------
- (Me. 1987).
-
-
- Such conditions are, for many, humiliating to contemplate,
- as is visiting a prolonged and anguished vigil on one's parents,
- spouse, and children. A long, drawn-out death can have a debili-
- tating effect on family members. See Carnwath & Johnson, Psychi-
- atric Morbidity Among Spouses of Patients With Stroke, 294 Brit.
- Med. J. 409 (1987); Livingston, Families Who Care, 291 Brit. Med.
-
- J. 919 (1985). For some, the idea of being remembered in their
- persistent vegetative states rather than as they were before
- their illness or accident may be very disturbing.
-
- Although the right to be free of unwanted medical intervention,
- like other constitutionally protected interests, may not be abso-
- lute, no State interest could outweigh the rights of an individual
- in Nancy Cruzan's position. Whatever a State's possible interests
- in mandating life-support treatment under other circumstances,
- there is no good to be obtained here by Missouri's insistence
- that Nancy Cruzan remain on life-support systems if it is indeed
- her wish not to do so. Missouri does not claim, nor could it,
- that society as a whole will be benefited by Nancy's receiving
- medical treatment. No third party's situation will be improved
- and no harm to others will be averted. Cf. nn. 6 and 8, supra.
- -----
- The only state interest asserted here is a general interest in
- preserving life. But the State has no legitimate general interest
- in someone's life, completely abstracted from the interest of the
- person living that life, that could outweigh the person's choice
- to avoid medical treatment. ``[T]he regulation of constitutionally
- protected decisions . . . must be predicated on legitimate state
- concerns other than disagreement with the choice the individual
- ----- ----
- has made. . . . Otherwise, the interest in liberty protected by
- the Due Process Clause would be a nullity.'' Hodgson v. Minneso-
- ------- --------
- ta, ---- U. S. ----, ---- (1990) (Opinion of STEVENS, J.) (slip
- --
- op., at 14) (emphasis added). Thus, the State's general interest
- in life must accede to Nancy Cruzan's particularized and intense
- interest in self-determination in her choice of medical treat-
- ment. There is simply nothing legitimately within the State's
- purview to be gained by superseding her decision.
-
-
- Moreover, there may be considerable danger that Missouri's rule
- of decision would impair rather than serve any interest the State
- does have in sustaining life. Current medical practice recom-
- mends use of heroic measures if there is a scintilla of a chance
- that the patient will recover, on the assumption that the meas-
- ures will be discontinued should the patient improve. When the
- President's Commission in 1982 approved the withdrawal of life
- support equipment from irreversibly vegetative patients, it ex-
- plained that ``[a]n even more troubling wrong occurs when a
- treatment that might save life or improve health is not started
- because the health care personnel are afraid that they will find
- it very difficult to stop the treatment if, as is fairly likely,
- it proves to be of little benefit and greatly burdens the pa-
- tient.'' President's Commission 75. A New Jersey court recog-
- nized that families as well as doctors might be discouraged by an
- inability to stop life-support measures from ``even attempting
- certain types of care [which] could thereby force them into hasty
- and premature decisions to allow a patient to die.'' In re Con-
- -- -- ----
- roy, 98 N. J. 321, 370, 486 A. 2d 1209, 1234, (1985). See also
- ---
- Brief for American Academy of Neurology as Amicus Cruae 9 (ex-
- ------ -----
- pressing same concern).
-
- This is not to say that the State has no legitimate interests
- to assert here. As the majority recognizes, ante, at 17, Mis-
- ----
- souri has a parens patriae interest in providing Nancy Cruzan,
- ------ -------
-
- now incompetent, with as accurate as possible a determination of
- how she would exercise her rights under these circumstances.
- Second, if and when it is determined that Nancy Cruzan would want
- to continue treatment, the State may legitimately assert an in-
- terest in providing that treatment. But until Nancy's wishes
- -----
- have been determined, the only state interest that may be assert-
- ed is an interest in safeguarding the accuracy of that determina-
- tion.
-
- Accuracy, therefore, must be our touchstone. Missouri may con-
- stitutionally impose only those procedural requirements that
- serve to enhance the accuracy of a determination of Nancy
- Cruzan's wishes or are at least consistent with an accurate
- determination. The Missouri ``safeguard'' that the Court upholds
- today does not meet that standard. The determination needed in
- this context is whether the incompetent person would choose to
- live in a persistent vegetative state on life-support or to avoid
- this medical treatment. Missouri's rule of decision imposes a
- markedly asymmetrical evidentiary burden. Only evidence of
- specific statements of treatment choice made by the patient when
- competent is admissible to support a finding that the patient,
- now in a persistent vegetative state, would wish to avoid further
- medical treatment. Moreover, this evidence must be clear and
- convincing. No proof is required to support a finding that the
- incompetent person would wish to continue treatment.
-
- A
- The majority offers several justifications for Missouri's
- heightened evidentiary standard. First, the majority explains
- that the State may constitutionally adopt this rule to govern
- determinations of an incompetent's wishes in order to advance the
- State's substantive interests, including its unqualified interest
- in the preservation of human life. See ante, at 17-18, and
- ----
- n. 10. Missouri's evidentiary standard, however, cannot rest on
- the State's own interest in a particular substantive result. To
- be sure, courts have long erected clear and convincing evidence
- standards to place the greater risk of erroneous decisions on
- those bringing disfavored claims.
- In such cases, however, the choice to discourage certain claims
- was a legitimate, constitutional policy choice. In contrast,
- Missouri has no such power to disfavor a choice by Nancy Cruzan
- to avoid medical treatment, because Missouri has no legitimate
- interest in providing Nancy with treatment until it is esta-
- blished that this represents her choice. See supra, at 13-14.
- -----
- Just as a State may not override Nancy's choice directly, it may
- not do so indirectly through the imposition of a procedural rule.
-
- Second, the majority offers two explanations for why Missouri's
- clear and convincing evidence standard is a means of enhancing
- accuracy, but neither is persuasive. The majority initially ar-
- gues that a clear and convincing evidence standard is necessary
- to compensate for the possibility that such proceedings will lack
- the ``guarantee of accurate factfinding that the adversary pro-
- cess brings with it,'' citing Ohio v. Akron Center for Reproduc-
- ---- ----- ------ --- ---------
- tive Health, ---- U. S. ----, ---- (1990) (upholding a clear and
- ---- ------
- convincing evidence standard for an ex parte proceeding). Ante,
- -- ----- ----
- at 17. Without supporting the Court's decision in that case, I
- note that the proceeding to determine an incompetent's wishes is
- quite different from a proceeding to determine whether a minor
- may bypass notifying her parents before undergoing an abortion on
-
- the ground that she is mature enough to make the decision or that
- the abortion is in her best interests.
-
- An adversarial proceeding is of particular importance when one
- side has a strong personal interest which needs to be counterbal-
- anced to assure the court that the questions will be fully ex-
- plored. A minor who has a strong interest in obtaining permis-
- sion for an abortion without notifying her parents may come for-
- ward whether or not society would be satisfied that she has made
- the decision with the seasoned judgment of an adult. The
- proceeding here is of a different nature. Barring venal motives,
- which a trial court has the means of ferreting out, the decision
- to come forward to request a judicial order to stop treatment
- represents a slowly and carefully considered resolution by at
- least one adult and more frequently several adults that discon-
- tinuation of treatment is the patient's wish.
-
-
- In addition, the bypass procedure at issue in Akron, supra, is
- ----- -----
- ex parte and secret. The court may not notify the minor's
- -- -----
- parents, siblings or friends. No one may be present to submit
- evidence unless brought forward by the minor herself. In con-
- trast, the proceeding to determine Nancy Cruzan's wishes was nei-
- ther ex parte nor secret. In a hearing to determine the treat-
- -- -----
- ment preferences of an incompetent person, a court is not limited
- to adjusting burdens of proof as its only means of protecting
- against a possible imbalance. Indeed, any concern that those who
- come forward will present a one-sided view would be better ad-
- dressed by appointing a guardian ad litem, who could use the
- State's powers of discovery to gather and present evidence re-
- garding the patient's wishes. A guardian ad litem's task is to
- uncover any conflicts of interest and ensure that each party
- likely to have relevant evidence is consulted and brought
- forward--for example, other members of the family, friends, cler-
- gy, and doctors. See, e. g., In re Colyer, 99 Wash. 2d 114, 133,
- - - -- -- ------
- 660 P. 2d 738, 748-749 (1983). Missouri's heightened evidentiary
- standard attempts to achieve balance by discounting evidence; the
- guardian ad litem technique achieves balance by probing for addi-
- tional evidence. Where, as here, the family members, friends,
- doctors and guardian ad litem agree, it is not because the pro-
- cess has failed, as the majority suggests. See ante, at 17,
- ----
- n. 9. It is because there is no genuine dispute as to Nancy's
- preference.